Thomas K. Vance

PURE FINANCIAL ADVISORS

Irvine, CA 92614

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CRD#: 2426057

Professional summary

Thomas Kendall Vance, AIF®, CFP®, who also goes by Tommy Vance, is a registered financial advisor currently at PURE FINANCIAL ADVISORS, LLC located in Irvine, California.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Thomas has worked at 10 firms and has passed the Series 66, Series 63, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tommy Vance

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: HMV, INC., REAL ESTATE DEVELOPMENT, INVESTMENT REAL ESTATE & REVIEW PROPERTIES, 2002, 1/3 OWNER, 3 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS, 18 BUSHWOOD, LADERA RANCH, CA 92694

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Kendall Vance's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

September 20, 2012 - Present

PURE FINANCIAL ADVISORS, LLC

Office #1: 2020 Main Street 10th Floor, Irvine, CA 92614

RIA

CRD#: 144316

Irvine, CA

Past

December 21, 2011 - October 2, 2012

TD AMERITRADE, INC.

RIA

CRD#: 7870

BEVERLY HILLS, CA

Past

December 21, 2011 - October 2, 2012

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

BEVERLY HILLS, CA

Past

December 20, 2011 - October 2, 2012

TD AMERITRADE, INC.

CRD#: 7870

BEVERLY HILLS, CA

Past

August 31, 2011 - October 5, 2011

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

LOS ANGELES, CA

Past

August 30, 2011 - October 5, 2011

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

LOS ANGELES, CA

Past

June 23, 2010 - April 13, 2011

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

NEWPORT BEACH, CA

Past

February 22, 2007 - December 16, 2009

VISIONLINK FINANCIAL ADVISORS, INC.

RIA

CRD#: 110175

IRVINE, CA

Past

January 30, 2007 - December 23, 2009

M HOLDINGS SECURITIES, INC.

CRD#: 43285

IRVINE, CA

Past

July 8, 1997 - January 31, 2007

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

IRVINE, CA

Past

March 23, 1994 - January 31, 2007

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PURE FINANCIAL ADVISORS, LLC

FAIRHAVEN WEALTH MANAGEMENT | PURE FINANCIAL ADVISORS, LLC | PURE FINANCIAL ADVISORS, INC. | PURE ADVISORY GROUP

CRD#: 144316 / SEC#: 801-70137

RIA

Registered Investment Advisory firm - (5/1/2009 Approved)

California

Registered Investment Advisory firm - (5/7/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/20/2012)

IAR

Texas
(7/5/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/2/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/29/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/22/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 11/17/2000

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 6/22/2000

General Securities Sales Supervisor - General Module Examination

Current Firm

PURE FINANCIAL ADVISORS, LLC

FAIRHAVEN WEALTH MANAGEMENT | PURE FINANCIAL ADVISORS, LLC | PURE FINANCIAL ADVISORS, INC. | PURE ADVISORY GROUP

CRD#: 144316 / SEC#: 801-70137

RIA

Registered Investment Advisory firm - (5/1/2009 Approved)

California

Registered Investment Advisory firm - (5/7/2009 Terminated)

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Contact information

Main Address

3131 Camino Del Rio N Suite 1550, San Diego, CA 92108

Mailing Address

Phone number

(866) 876-7873

Established

Firm type

Fiscal year end

# of Employees

171

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PURE FINANCIAL ADVISORS, ADV 2A BROCHURE (9/26/2025)

Regulatory assets under management

Total Number of Accounts	22,199
AUM (Assets Under Management)	$ 8,023,229,867

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas K. Vance

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Kendall Vance's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

U.S. BANCORP INVESTMENTS, INC.

VISIONLINK FINANCIAL ADVISORS, INC.

M HOLDINGS SECURITIES, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

PURE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/2/2006

Series 63

Date: 12/29/1993

Series 7

Date: 3/22/1994

Series 9

Date: 11/17/2000

Series 10

Date: 6/22/2000

Current Firm

PURE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PURE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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