Robert M. Hemphill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Martin Hemphill was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1968. Robert had worked at 5 firms and has passed the Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2021 - June 17, 2024
CHELSEA FINANCIAL SERVICES
August 31, 2004 - June 30, 2021
OSAIC FS, INC.
June 2, 2004 - September 2, 2004
LPL FINANCIAL LLC
August 30, 1993 - June 15, 2004
WS GRIFFITH SECURITIES, INC.
December 17, 1968 - August 30, 1993
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 12/13/1968
Registered Representative ExaminationCurrent Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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