John C. Wilbourne

OCCIDENTAL ASSET MANAGEMENT

Bellevue, WA 98004

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CRD#: 2426039

Professional summary

John Christian Wilbourne, who also goes by John C Wilbourne, is a registered financial advisor currently at OCCIDENTAL ASSET MANAGEMENT, LLC located in Bellevue, Washington.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. John has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John C Wilbourne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Christian Wilbourne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 24, 2016 - Present

OCCIDENTAL ASSET MANAGEMENT, LLC

Office #1: 35 100th Ave Ne, Bellevue, WA 98004

RIA

CRD#: 168650

Bellevue, WA

Past

February 4, 2014 - May 17, 2016

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

BELLEVUE, WA

Past

November 5, 2012 - March 7, 2014

KESTRA PRIVATE WEALTH SERVICES, LLC

RIA

CRD#: 155193

BELLEVUE, WA

Past

November 2, 2012 - May 31, 2016

LPL FINANCIAL LLC

CRD#: 6413

BELLEVUE, WA

Past

January 3, 2011 - November 6, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BELLEVUE, WA

Past

January 3, 2011 - November 6, 2012

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BELLEVUE, WA

Past

July 12, 2004 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

BELLEVUE, WA

Past

July 12, 2004 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

BELLEVUE, WA

Past

January 3, 2003 - July 12, 2004

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

BELLEVUE, WA

Past

January 3, 2003 - July 12, 2004

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

September 30, 1998 - January 3, 2003

CIBC WORLD MARKETS CORP.

RIA

CRD#: 630

SEATTLE, WA

Past

September 11, 1998 - January 3, 2003

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

December 4, 1993 - September 25, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OCCIDENTAL ASSET MANAGEMENT, LLC

OCCAM | YOUR MENTAL WEALTH ADVISORS | YMW ADVISORS | OCCIDENTAL ASSET MANAGEMENT, LLC

CRD#: 168650 / SEC#: 801-78516

RIA

Registered Investment Advisory firm - (9/6/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/24/2016)

IAR

Texas
(6/9/2016)

IAR

Washington
(8/15/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/9/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/29/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/10/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/24/1993

General Securities Representative Examination

Current Firm

OCCIDENTAL ASSET MANAGEMENT, LLC

OCCAM | YOUR MENTAL WEALTH ADVISORS | YMW ADVISORS | OCCIDENTAL ASSET MANAGEMENT, LLC

CRD#: 168650 / SEC#: 801-78516

RIA

Registered Investment Advisory firm - (9/6/2013 Approved)

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Contact information

Main Address

301 California Drive #9, Burlingame, CA 94010

Mailing Address

Phone number

(650) 344-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OCCAM BROCHURE 202509 (9/16/2025)

Regulatory assets under management

Total Number of Accounts	1,866
AUM (Assets Under Management)	$ 953,420,608

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John C. Wilbourne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Christian Wilbourne's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE ADVISOR GROUP, LLC

KESTRA PRIVATE WEALTH SERVICES, LLC

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

CIBC WORLD MARKETS CORP.

CIBC WORLD MARKETS CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

OCCIDENTAL ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/9/1994

Series 63

Date: 12/29/1993

SIE

Date: 5/31/2016

Series 31

Date: 12/10/2003

Series 7

Date: 11/24/1993

Current Firm

OCCIDENTAL ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OCCIDENTAL ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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