James C. Davison

T. ROWE PRICE INVESTMENT SERVICES

BALTIMORE, MD 21231

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CRD#: 2425920

Professional summary

James C Davison, CIMA®, CPWA®, who also goes by James Charles Davison, Jim Davison, is a registered financial professional currently at T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.

James is registered as a RR (Registered Representative) and started their career in finance in 1994. James has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

James Charles Davison | Jim Davison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James C Davison's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

CPWA^®

Certified Private Wealth Advisor

Start date: 2011-04-25

Expire date: 2023-08-31

Experience

Current

May 23, 2024 - Present

T. ROWE PRICE INVESTMENT SERVICES, INC.

Office #1: 1307 Point Street, Baltimore, MD 21231

CRD#: 8348

BALTIMORE, MD

Past

April 22, 2016 - October 11, 2023

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

February 5, 2014 - September 10, 2015

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

BOSTON, MA

Past

August 2, 2012 - February 14, 2014

PIMCO INVESTMENTS LLC

CRD#: 154957

NEW YORK, NY

Past

January 3, 2012 - August 16, 2012

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

NEW YORK, NY

Past

November 6, 2009 - December 31, 2011

BLACKROCK FUND DISTRIBUTION COMPANY

CRD#: 146183

SAN FRANCISCO, CA

Past

February 13, 2002 - August 16, 2012

BLACKROCK FUND ADVISORS

RIA

CRD#: 105247

SAN FRANCISCO, CA

Past

January 19, 2001 - December 31, 2009

BLACKROCK EXECUTION SERVICES

CRD#: 39438

NEW YORK, NY

Past

July 26, 2000 - January 19, 2001

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

Past

October 27, 1997 - March 22, 2000

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 1, 1996 - September 18, 1997

LPM INVESTMENT SERVICES, INC

CRD#: 33980

PALM BEACH, FL

Past

March 3, 1994 - July 30, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/23/2024)

Alaska
(5/23/2024)

Arizona
(5/23/2024)

Arkansas
(5/23/2024)

California
(5/23/2024)

Colorado
(5/23/2024)

Connecticut
(5/23/2024)

Delaware
(5/23/2024)

District of Columbia
(5/23/2024)

Florida
(5/23/2024)

Georgia
(5/23/2024)

Hawaii
(5/23/2024)

Idaho
(5/23/2024)

Illinois
(5/23/2024)

Indiana
(5/23/2024)

Iowa
(5/23/2024)

Kansas
(5/23/2024)

Kentucky
(5/23/2024)

Louisiana
(5/23/2024)

Maine
(5/23/2024)

Maryland
(5/23/2024)

Massachusetts
(5/23/2024)

Michigan
(5/23/2024)

Minnesota
(5/23/2024)

Mississippi
(5/23/2024)

Missouri
(5/23/2024)

Montana
(5/23/2024)

Nebraska
(5/23/2024)

Nevada
(5/23/2024)

New Hampshire
(5/23/2024)

New Jersey
(5/23/2024)

New Mexico
(5/23/2024)

New York
(5/23/2024)

North Carolina
(5/23/2024)

North Dakota
(5/23/2024)

Ohio
(5/25/2024)

Oklahoma
(5/23/2024)

Oregon
(5/23/2024)

Pennsylvania
(5/23/2024)

Puerto Rico
(5/23/2024)

Rhode Island
(5/23/2024)

South Carolina
(5/23/2024)

South Dakota
(5/23/2024)

Tennessee
(5/23/2024)

Texas
(5/23/2024)

Utah
(5/23/2024)

Vermont
(5/23/2024)

Virgin Islands
(5/23/2024)

Virginia
(5/23/2024)

Washington
(5/23/2024)

West Virginia
(5/23/2024)

Wisconsin
(5/23/2024)

Wyoming
(5/23/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 4/20/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/23/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/2/1994

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

T. ROWE PRICE INVESTMENT SERVICES, INC.

ROWE PRICE MARKETING, INC. | T. ROWE PRICE MARKETING, INC. | T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348 / SEC#: , 8-25130

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

1307 Point Street, Baltimore, MD 21231

Mailing Address

1307 Point Street, Baltimore, MD 21231

Phone number

(410) 345-2000

Established

Maryland since 06/10/1980

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
T. ROWE PRICE ASSOCIATES, INC.	SHAREHOLDER
BROWN, ANNE WHITESCARVER	VICE PRESIDENT/DIRECTOR	2396529
COYNE, TIMOTHY JOHN	DIRECTOR	2096849
HERR, DAVID J	VICE PRESIDENT/DIRECTOR	7659903
KORENMAN, PHILLIP	PRESIDENT/DIRECTOR/CHAIRMAN OF THE BOARD	4531831
MUMFORD, STEPHANIE PETERS	VICE PRESIDENT/CCO	2725261
NEWMAN, CHRISTOPHER CUDDY	VICE PRESIDENT/DIRECTOR	2037516
NYCE, BRITTON	VICE PRESIDENT/CONTROLLER	7313600

Disclosures

Regulatory Event	1
Arbitration	3

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James C. Davison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James C Davison's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

PIMCO INVESTMENTS LLC

BLACKROCK INVESTMENTS, LLC

BLACKROCK FUND DISTRIBUTION COMPANY

BLACKROCK FUND ADVISORS

BLACKROCK EXECUTION SERVICES

MFS FUND DISTRIBUTORS, INC.

CITIGROUP GLOBAL MARKETS INC.

LPM INVESTMENT SERVICES, INC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 4/20/1994

Series 63

Date: 3/23/1994

SIE

Date: 10/1/2018

Series 7

Date: 3/2/1994

FINRA

Current Firm

T. ROWE PRICE INVESTMENT SERVICES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

T. ROWE PRICE INVESTMENT SERVICES, INC.

TRUST BUT VERIFY

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