Sean K. Akiyama

INFINITY 8 INVESTMENTS

Cupertino, CA 95014

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CRD#: 2425895

Professional summary

Sean Katsuhiko Akiyama, ChFC®, who also goes by Sean Akiyama, is a registered financial advisor currently at INFINITY 8 INVESTMENTS, LLC located in Cupertino, California.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Sean has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean Akiyama

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Katsuhiko Akiyama's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

January 20, 2010 - Present

INFINITY 8 INVESTMENTS, LLC

Office #1: 10080 N Wolfe Road Suite Sw3-200, Cupertino, CA 95014

RIA

CRD#: 152180

Cupertino, CA

Past

May 9, 2000 - October 16, 2009

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SUNNYVALE, CA

Past

May 1, 2000 - October 16, 2009

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SUNNYVALE, CA

Past

February 16, 1999 - March 23, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

March 25, 1997 - March 5, 1999

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

February 3, 1994 - March 19, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/20/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/7/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/9/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/8/1994

General Securities Representative Examination

Current Firm

INFINITY 8 INVESTMENTS, LLC

CRD#: 152180 / SEC#: 801-70931

RIA

Registered Investment Advisory firm - (9/24/2010 Terminated)

California

Registered Investment Advisory firm - (9/20/2010 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

10080 N Wolfe Road Suite Sw3-200, Cupertino, CA 95014

Mailing Address

Phone number

(408) 501-8848

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	169
AUM (Assets Under Management)	$ 109,600,451

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean K. Akiyama

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Katsuhiko Akiyama's CRS (Customer Relationship Summary).

Certified licenses

Experience

INFINITY 8 INVESTMENTS, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FIDELITY BROKERAGE SERVICES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 5/7/1994

Series 63

Date: 4/9/1994

Series 7

Date: 1/8/1994

Current Firm

INFINITY 8 INVESTMENTS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INFINITY 8 INVESTMENTS, LLC

TRUST BUT VERIFY

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