JL
Jeffrey S. Larkin
FINANCIAL SECURITY MANAGEMENT,
LAKEWOOD, CO 80227
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CRD#: 2425890
JL
Professional summary
Jeffrey Scott Larkin is a registered financial advisor currently at FINANCIAL SECURITY MANAGEMENT, INC located in Lakewood, Colorado.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Jeffrey has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE AGENT APPOINTED WITH LIFE, DISABILITY OTHER INSURANCE COMPANIES, RECEIVES INSURANCE COMMISSION, LESS THAN 1% OF TIME SPENT ON ACTIVITY 2) PREPARES TAX RETURNS, COMPENSATED FOR TAX SERVICES, ABOUT 25% OF TIME SPENT ON THIS ACTIVITY 3) FINANCIAL SECURITY REALTY, LLC - YES - 2535 S. LEWIS WAY # 201. LAKEWOOD, CO 80227, REAL ESTATE SALES - MEMBER - 07/01/09 - 1 HR/MO - ADMINISTRATIVE/OWNER. 4) FSM HOLDINGS, LLC - NO - LAKEWOOD, CO - BLDG OWNERSHIP - OWNER - 12/8/09 - 2/2 HRS - OWNS BLDG TO LEASE SPACE TO PARENT CORP. 5) FINANCIAL SECURITY HOLDINGS, LLC.- LAKEWOOD, CO - BLDG OWNERSHIP - OWNER - 12/8/09 - 2/2 HRS - OWNS BLDG TO LEASE SPACE TO PARENT CORP. 5) RENTAL PROPERTY, LARAMIE WY, OWNER, 10/1/2013, 2 HOURS TOTAL, 0 DURING TRADING HOURS, REAL ESTATE (RENTAL PROPERTY). -- 6) TRUSTEE ON FAMILY ACCOUNT, LAKEWOOD CO , TRUSTEE, 10/1/2004, 0 HOURS TOTAL, 0 DURING TRADING HOURS, TRUSTEE. -- 7) NORTH BEAR CROSSING PROFESSIONAL OWNERS ASSOCIATION INC, 2535 S LEWIS WAY STE 201 LAKEWOOD CO 80227-6558, PRESIDENT/TREASURER, 5/26/2015, 1 HOUR PER MONTH, 1 HOUR DURING TRADING HOURS, PROPERTY OWNERS ASSOCIATION, NO COMPENSATION -- 8) ASSISTANT COACH FOR THE GREEN MOUNTAIN HIGH SCHOOL BOYS LACROSSE TEAM, NON-INVESTMENT RELATED, LESS THAN 5% OF HIS TIME SPENT ON ACTIVITY MR LARKIN DOES NOT HAVE ANY CHECK WRITING AUTHORITY ON ANY CLIENT ACCOUNTS FOR ANY OF THE BUSINESSES HE IS ASSOCIATED WITH THE EXCEPTION OF FAMILY MEMBERS.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Scott Larkin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 1, 1999 - Present
FINANCIAL SECURITY MANAGEMENT, INC
Office #1: 2535 S Lewis Way Suite 201, Lakewood, CO 80227RIA
CRD#: 116570
LAKEWOOD, CO
Past
July 1, 1999 - November 7, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LAKEWOOD, CO
Past
May 9, 1994 - June 29, 1999
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
November 22, 1993 - May 9, 1994
TRIPLE CHECK FINANCIAL SERVICES, INC.
BD
CRD#: 13344
BURBANK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FS
FINANCIAL SECURITY MANAGEMENT, INC
FINANCIAL SECURITY MANAGEMENT, INC
CRD#: 116570 / SEC#: 801-81072
RIA
Registered Investment Advisory firm - (3/16/2015 Approved)California
Registered Investment Advisory firm - (4/17/2015 Terminated)Colorado
Registered Investment Advisory firm - (4/2/2015 Terminated)Florida
Registered Investment Advisory firm - (3/18/2015 Terminated)Louisiana
Registered Investment Advisory firm - (3/18/2015 Terminated)Texas
Registered Investment Advisory firm - (3/18/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(1/1/1999)
IAR
Texas(9/19/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FS
FINANCIAL SECURITY MANAGEMENT, INC
FINANCIAL SECURITY MANAGEMENT, INC
CRD#: 116570 / SEC#: 801-81072
RIA
Registered Investment Advisory firm - (3/16/2015 Approved)California
Registered Investment Advisory firm - (4/17/2015 Terminated)Colorado
Registered Investment Advisory firm - (4/2/2015 Terminated)Florida
Registered Investment Advisory firm - (3/18/2015 Terminated)Louisiana
Registered Investment Advisory firm - (3/18/2015 Terminated)Texas
Registered Investment Advisory firm - (3/18/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2535 S Lewis Way Suite 201, Lakewood, CO 80227-6551
Mailing Address
Phone number
(303) 988-1411
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (22 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,578 |
| AUM (Assets Under Management) | $ 556,022,719 |
Red Flags
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