Martin Keating
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Keating was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1997. Martin had worked at 13 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2015 - February 22, 2016
ARIVE CAPITAL MARKETS
November 25, 2014 - October 30, 2015
NATIONAL SECURITIES CORPORATION
July 22, 2014 - December 2, 2014
AEGIS CAPITAL CORP.
November 17, 2006 - March 30, 2007
J.P. TURNER & COMPANY, L.L.C.
February 8, 2006 - November 21, 2006
NATIONAL SECURITIES CORPORATION
October 27, 2005 - February 8, 2006
SALOMON GREY FINANCIAL CORPORATION
March 18, 2002 - October 1, 2002
FIRST MONTAUK SECURITIES CORP.
September 14, 2001 - March 14, 2002
CANTONE RESEARCH INC.
March 2, 2001 - September 18, 2001
NATIONAL SECURITIES CORPORATION
November 6, 2000 - April 2, 2001
CONTINENTAL BROKER-DEALER CORP.
August 31, 2000 - November 7, 2000
NATIONAL SECURITIES CORPORATION
December 9, 1999 - September 13, 2000
THE AGEAN GROUP, INC
October 2, 1998 - December 6, 1999
KIRLIN SECURITIES INC.
September 22, 1998 - October 7, 1998
PREFERRED SECURITIES GROUP, INC.
July 31, 1997 - October 5, 1998
H.J. MEYERS & CO., INC.
June 14, 1997 - August 12, 1997
WILLIAM SCOTT & CO. L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARIVE CAPITAL MARKETS
CRD#: 8060 / SEC#: , 8-43350
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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