CS

Catherine A. Setraycic

METLIFE INVESTORS DISTRIBUTION COMPANY
St. Louis, MO 63141
Some features on this profile are disabled
CRD#: 2425679
CS

Professional summary


Catherine Ann Setraycic, who also goes by Cathy Ann Setraycic, is a registered financial professional currently at METLIFE INVESTORS DISTRIBUTION COMPANY located in St. Louis, Missouri.

Catherine is registered as a RR (Registered Representative) and started their career in finance in 1994. Catherine has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Cathy Ann Setraycic

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Catherine Ann Setraycic's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 30, 2016 - Present

METLIFE INVESTORS DISTRIBUTION COMPANY

Office #1: 11330 Olive Boulevard Suite 600 - Gvul, St. Louis, MO 63141
BD
CRD#: 107622
St. Louis, MO
Past

May 5, 2005 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
ST. LOUIS, MO
Past

May 5, 2005 - June 30, 2016

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
ST. LOUIS, MO
Past

February 18, 2003 - August 8, 2005

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 107622
NEW YORK CITY, NY
Past

December 21, 2001 - June 25, 2002

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

November 11, 1994 - February 4, 2000

LINDNER ASSET MANAGEMENT, INC.

BD
CRD#: 35084
ST. LOUIS, MO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/30/2016)
RR
Arizona
(6/30/2016)
RR
California
(6/30/2016)
RR
District of Columbia
(6/30/2016)
RR
Florida
(6/30/2016)
RR
Hawaii
(6/30/2016)
RR
Iowa
(6/30/2016)
RR
Minnesota
(6/30/2016)
RR
Missouri
(6/30/2016)
RR
Montana
(6/30/2016)
RR
Nebraska
(6/30/2016)
RR
Nevada
(6/30/2016)
RR
New Hampshire
(6/30/2016)
RR
New Mexico
(6/30/2016)
RR
New York
(6/30/2016)
RR
North Carolina
(6/30/2016)
RR
North Dakota
(6/30/2016)
RR
Oklahoma
(6/30/2016)
RR
Oregon
(6/30/2016)
RR
Rhode Island
(6/30/2016)
RR
South Dakota
(6/30/2016)
RR
Utah
(6/30/2016)
RR
Vermont
(6/30/2016)
RR
Washington
(6/30/2016)
RR
Wyoming
(6/30/2016)

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


MI
METLIFE INVESTORS DISTRIBUTION COMPANY
AMERICAN DISTRIBUTORS, INC. | METLIFE INVESTORS DISTRIBUTION COMPANY | GENERAL AMERICAN DISTRIBUTORS, INC.

CRD#: 107622 / SEC#: , 8-53064

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
200 Park Avenue 4th Floor, New York City, NY 10166
Mailing Address
200 Park Avenue 4th Floor, New York City, NY 10166
Phone number
(973) 355-4954
Established
Missouri since 10/03/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
METLIFE INVESTORS GROUP, LLCSHAREHOLDER
ALPHONSO-NAPOLI, GEETA MARCELILEGAL OFFICER4518655
FRADKIN, GEOFFREY ANDREWVICE PRESIDENT5473381
GOOD, JESSICA TERESECHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO5741973
GRUPPUSO, PETERASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER2643834
KUCHINSKY, ALEXIS NATALIECHIEF COMPLIANCE OFFICER4343809
LOPEZ, GABRIEL ADOLPHDIRECTOR AND SENIOR VICE PRESIDENT2554216
MCDERMOTT, MICHAELDIRECTOR, SENIOR VICE PRESIDENT5577809
SCHUSTER, THOMAS JAMESDIRECTOR, SENIOR VICE PRESIDENT4570334
SMITH-WALL, ANIKA AYANNA-NJERIDIRECTOR, VICE PRESIDENT7414359

Disclosures


Regulatory Event1

Red Flags


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Company Information


METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622St. Louis, MO 63141

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