Robert A. Wolfson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert A Wolfson was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2003. Robert had worked at 6 firms and has passed the SIE and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2017 - September 25, 2020
LUPO SECURITIES, LLC
May 18, 2012 - August 16, 2012
LUPO SECURITIES, LLC
April 2, 2008 - May 27, 2010
HUDSON DERIVATIVES, LLC
November 30, 2007 - July 30, 2009
TTO TRADING, LLC
March 27, 2007 - January 7, 2008
GOLDEN ANCHOR TRADING II LLC
October 11, 2005 - March 16, 2007
KELLOGG CAPITAL GROUP LLC
September 26, 2003 - October 18, 2005
TD ARRANGED SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 12/28/2015
Proprietary Trader Qualification ExaminationCurrent Firm
LUPO SECURITIES, LLC
CRD#: 43761 / SEC#: , 8-50403
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Civil Event | 1 |
Red Flags
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