Richard M. Betts
Professional summary
Richard Mark Betts is a registered financial advisor currently at BARTON CREEK ADVISORS, LLC located in Round Rock, Texas.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Richard has worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Mark Betts's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2004 - Present
BARTON CREEK ADVISORS, LLC
November 11, 2003 - June 10, 2004
THE O.N. EQUITY SALES COMPANY
May 6, 1999 - November 19, 2003
PARK AVENUE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/22/2004)
Exams
Current Firm
BARTON CREEK ADVISORS, LLC
CRD#: 130994 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 4,921,704 |
Red Flags
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