John C. Karle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Christopher Karle was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1994. John had worked at 6 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2020 - September 29, 2023
NORTHSTAR ADVISORY GROUP, LLC
February 27, 2017 - May 16, 2017
BCG SECURITIES, INC.
December 14, 2010 - March 27, 2015
WILLIAMS TRADING LLC
July 22, 2008 - December 9, 2010
BROOKVIEW CAPITAL LLC
October 25, 2001 - February 28, 2002
ACCESS SECURITIES, LLC
February 2, 1994 - March 12, 1996
DEUTSCHE BANK SECURITIES INC.
Primary Firm SEC Registration
NORTHSTAR ADVISORY GROUP, LLC
CRD#: 306850 / SEC#: 801-118179
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/4/2009
Limited Representative-Equity Trader ExamCurrent Firm
NORTHSTAR ADVISORY GROUP, LLC
CRD#: 306850 / SEC#: 801-118179
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 803 |
| AUM (Assets Under Management) | $ 334,414,208 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
