Lisa M. Bourque

GANIM PRIVATE WEALTH

Shelton, CT 06484

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CRD#: 2425443

Professional summary

Lisa Marie Bourque is a registered financial advisor currently at GANIM PRIVATE WEALTH located in Shelton, Connecticut.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Lisa has worked at 5 firms and has passed the Series 63, Series 65, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Marie Bourque's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2020 - Present

GANIM PRIVATE WEALTH

Office #1: 2 Enterprise Drive Suite 305, Shelton, CT 06484

RIA

CRD#: 285679

Shelton, CT

Past

August 10, 2005 - January 9, 2013

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

SHELTON, CT

Past

August 8, 2005 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

SHELTON, CT

Past

August 8, 2005 - January 9, 2013

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SHELTON, CT

Past

February 27, 2003 - March 24, 2004

AMERICAN SKANDIA ADVISORY SERVICES, INC.

RIA

CRD#: 109211

SHELTON, CT

Past

January 14, 1994 - May 5, 2004

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570

SHELTON, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GANIM PRIVATE WEALTH

GANIM PRIVATE WEALTH | GFS WEALTH MANAGEMENT ADVISORS, INC. DBA GANIM FINANCIAL | GFS WEALTH MANAGEMENT ADVISORS, INC. | GFS WEALTH MANAGEMENT ADVISORS INC

CRD#: 285679 / SEC#: 801-120943

RIA

Registered Investment Advisory firm - (4/23/2021 Approved)

Connecticut

Registered Investment Advisory firm - (7/27/2021 Terminated)

Florida

Registered Investment Advisory firm - (7/1/2021 Terminated)

New York

Registered Investment Advisory firm - (7/1/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/1/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/10/2002

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/20/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 8/15/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/13/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GANIM PRIVATE WEALTH

GANIM PRIVATE WEALTH | GFS WEALTH MANAGEMENT ADVISORS, INC. DBA GANIM FINANCIAL | GFS WEALTH MANAGEMENT ADVISORS, INC. | GFS WEALTH MANAGEMENT ADVISORS INC

CRD#: 285679 / SEC#: 801-120943

RIA

Registered Investment Advisory firm - (4/23/2021 Approved)

Connecticut

Registered Investment Advisory firm - (7/27/2021 Terminated)

Florida

Registered Investment Advisory firm - (7/1/2021 Terminated)

New York

Registered Investment Advisory firm - (7/1/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/1/2021 Terminated)

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Contact information

Main Address

2 Enterprise Drive Suite 305, Shelton, CT 06484

Mailing Address

Phone number

(203) 335-0851

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE - GFS WEALTH MANAGEMENT ADVISORS, INC. (3/20/2025)

ADV PART 2A - GFS WEALTH MANAGEMENT ADVISORS, INC. (3/20/2025)

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 261,980,766

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lisa M. Bourque

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Marie Bourque's CRS (Customer Relationship Summary).

Certified licenses

Experience

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

AMERICAN SKANDIA ADVISORY SERVICES, INC.

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

Primary Firm SEC Registration

GANIM PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 63

Date: 8/10/2002

Series 65

Date: 12/20/2001

Series 7

Date: 8/15/2007

Series 6

Date: 1/13/1994

Current Firm

GANIM PRIVATE WEALTH

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GANIM PRIVATE WEALTH

TRUST BUT VERIFY

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