Clementina Abate Russo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clementina Abate Russo, who also goes by Clementina Abate, Tina Abate, Clementina Abate-russo, Clementina Abaterusso, Tina Ruso, was a registered financial professional .
Clementina is a previously registered financial professional and started their career in finance in 1994. Clementina had worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 62 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2017 - June 16, 2026
MORGAN STANLEY & CO. LLC
November 28, 2016 - May 5, 2017
MORGAN STANLEY & CO. LLC
June 23, 2009 - December 26, 2017
MORGAN STANLEY
April 2, 2007 - February 7, 2013
MORGAN STANLEY & CO. LLC
June 24, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
February 3, 2005 - March 11, 2005
TAFFERER TRADING, LLC
February 2, 1998 - March 24, 2003
APEX CLEARING CORPORATION
October 14, 1997 - February 2, 1998
NASH, WEISS & CO.
February 28, 1995 - October 14, 1997
NASH, WEISS & CO.
December 5, 1994 - February 21, 1995
INSTITUTIONAL EQUITY CORPORATION
February 16, 1994 - December 8, 1994
ISLAND SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/10/1999
Limited Representative-Equity Trader ExamSeries 62
Date: 1/7/1994
Corporate Securities Limited Representative ExaminationCurrent Firm
MORGAN STANLEY & CO. LLC
CRD#: 8209 / SEC#: , 8-15869
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| BERKE, MATTHEW EVAN | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND DIRECTOR | 2524594 |
| BHAIMIA, ISMAIL OMAR | DIRECTOR | 6264162 |
| DAMAST, EVAN SCOTT | DIRECTOR | 3198635 |
| HENNESSEY, JACQUELINE A | TEXAS DESIGNATED PRINCIPAL | 2194034 |
| KRAUSE, GARD J | CHIEF COMPLIANCE OFFICER | 2284628 |
| LYNN, GARY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 2162411 |
| MACEJKA, PATRICK NMN | DIRECTOR | 2139145 |
| MORANO, DAVID | PRINCIPAL OPERATIONS OFFICER | 2189287 |
| STERN, MICHAEL A | DIRECTOR | 4939073 |
Disclosures
| Regulatory Event | 487 |
| Civil Event | 5 |
| Arbitration | 56 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
