AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
JS

John Adam Saveriana Jr

CRD# 2425290·Registered 1993 - 2007
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Adam Saveriana JR, who also goes by John Saveriana, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1993 - 2007. John had worked at 17 firms and has passed the Series 63 and Series 7 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Saveriana

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

33 years in the financial services industry

Current & Past Employments

MCBARRON CAPITAL LLC·CRD# 131431
BD
Greenwich, CT
May 4, 2007 - June 8, 2007
GREAT EASTERN SECURITIES, INC.·CRD# 2061
BD
New York, NY
June 10, 2004 - July 20, 2005
BRILL SECURITIES, INC.·CRD# 18565
BD
New York, NY
April 14, 2003 - January 12, 2004
INDIANAPOLIS SECURITIES, INC.·CRD# 10399
BD
Valley Stream, NY
March 27, 2003 - April 11, 2003
DPEC CAPITAL, INC.·CRD# 103737
BD
New York, NY
January 17, 2003 - March 27, 2003
BISHOP, ROSEN & CO., INC.·CRD# 1248
BD
New York, NY
June 29, 2001 - August 30, 2001
BROADBAND CAPITAL MANAGEMENT, LLC·CRD# 48001
BD
New York, NY
October 10, 2000 - April 24, 2001
GRAYSON FINANCIAL LLC·CRD# 11764
BD
Red Bank, NJ
May 2, 2000 - October 5, 2000
MERIT CAPITAL ASSOCIATES, INC.·CRD# 30576
BD
Westport, CT
January 5, 2000 - January 21, 2000
DALTON KENT SECURITIES GROUP, INC.·CRD# 38813
BD
New York, NY
October 8, 1999 - January 10, 2000
THE THERMOPYLAE GROUP, INC.·CRD# 3059
BD
New York, NY
April 7, 1999 - October 19, 1999
THE THERMOPYLAE GROUP, INC.·CRD# 3059
BD
New York, NY
December 11, 1997 - October 19, 1998
M.S. FARRELL & COMPANY, INC.·CRD# 24232
BD
Syosset, NY
December 2, 1996 - October 30, 1997
THE BOSTON GROUP·CRD# 37652
BD
Los Angeles, CA
April 15, 1996 - December 4, 1996
NORTHEAST SECURITIES, LLC·CRD# 25996
BD
Mitchelfield, NY
January 19, 1996 - May 2, 1996
NICHOLS, SAFINA, LERNER & CO. INC.·CRD# 35476
BD
New York, NY
July 12, 1994 - February 15, 1996
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
March 4, 1994 - May 10, 1994
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
November 17, 1993 - January 1, 1994

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

MC
MCBARRON CAPITAL LLC

ALZEON FINANCIAL LLC | MCBARRON CAPITAL LLC | ARJENT, LLC | ARJENT SERVICES, LLC | ARJENT SERVICES LLC | ARJENT LLC

CRD#: 131431 / SEC#: 8-66460
BD
Terminated by SEC on 12/30/2016

Contact Information

Established

Delaware since 06/11/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ARJENT SERVICES LIMITED (DELAWARE)OWNER OF 96%—
CRAFA, JAMES ALFREDCEO/CHIEF COMPLIANCE OFFICER1131170
MURRAY, STEPHANIE AMUNDSENFINOP5469680
PANGAEA TRADING PARTNERS LLCSHAREHOLDER—

Disclosures

Regulatory Event

3

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1993About the Series 7 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
JS
Follow John
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required