Susan M. Dixson

HEADLAND CAPITAL

MT. PLEASANT, SC 29464

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CRD#: 2425278

Professional summary

Susan Murray Dixson, CFP®, CPWA®, who also goes by Susan Leigh Murray, is a registered financial advisor currently at HEADLAND CAPITAL located in Mt. Pleasant, South Carolina and LPL FINANCIAL LLC located in Mt. Pleasant, South Carolina.

Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Susan has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Susan Leigh Murray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) 09/20/2021 - Coastal Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2.) 09/30/2024- Headland Capital- Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 12/16/2024 - 40 Hours Per Month/ 6 Hours During Trading - I provide investment advisory services through Headland Capital, LLC, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3.) 12/03/2024 - Family Business - Investment Related - Isle of Palms, SC - Start Date 07/25/2024 - 2 hours per month/ 0 hours during trading 4.) LPL Financial LLC; Investment Related; 1055 LPL Way Fort Mill, SC 297158; Broker Dealer; Registered Representative; Start Date: 07/2024; 40 hoursdevoted monthly; 40 hours devoted monthly during trading hours; Collect fees through RIA and commissions; Brokerage business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Murray Dixson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

CPWA^®

Certified Private Wealth Advisor

Start date: 2017-06-27

Expire date: 2023-05-31

Experience

Current

December 20, 2024 - Present

HEADLAND CAPITAL

Office #1: 300 West Coleman Blvd. Suite 204, Mt. Pleasant, SC 29464

RIA

CRD#: 332277

MT. PLEASANT, SC

Current

September 20, 2021 - Present

LPL FINANCIAL LLC

Office #1: 300 W Coleman Blvd Ste 204, Mt. Pleasant, SC 29464

RIA

CRD#: 6413

Mt. Pleasant, SC

Past

September 24, 2021 - December 18, 2024

MARYLAND FINANCIAL GROUP, INC.

RIA

CRD#: 122320

Mt. Pleasant, SC

Past

August 8, 2013 - September 13, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MOUNT PLEASANT, SC

Past

July 29, 2013 - September 13, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MOUNT PLEASANT, SC

Past

July 22, 2004 - July 30, 2013

QUEENS ROAD SECURITIES, LLC

CRD#: 104277

CHARLOTTE, NC

Past

December 31, 2001 - July 6, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHARLOTTE, NC

Past

August 11, 2000 - July 6, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

March 13, 1998 - August 14, 2000

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Past

September 7, 1995 - April 3, 1998

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HEADLAND CAPITAL

BARNETT WEALTH ADVISORS, LLC | UPCHURCH & CORN ADVISORS, LLC | HEADLAND CAPITAL, LLC | HEADLAND CAPITAL | COASTAL WEALTH MANAGEMENT, LLC

CRD#: 332277 / SEC#: 801-130923

RIA

Registered Investment Advisory firm - (9/24/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

South Carolina
(9/20/2021)

IAR

South Carolina
(12/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/29/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/20/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/6/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 9/10/1999

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 9/10/1999

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

HEADLAND CAPITAL

BARNETT WEALTH ADVISORS, LLC | UPCHURCH & CORN ADVISORS, LLC | HEADLAND CAPITAL, LLC | HEADLAND CAPITAL | COASTAL WEALTH MANAGEMENT, LLC

CRD#: 332277 / SEC#: 801-130923

RIA

Registered Investment Advisory firm - (9/24/2024 Approved)

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Contact information

Main Address

300 West Coleman Blvd. Suite 204, Mt. Pleasant, SC 29464

Mailing Address

Phone number

(843) 388-4300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HEADLAND CAPITAL, LLC ADV PART 2A - 7.23.25 (7/24/2025)

Regulatory assets under management

Total Number of Accounts	1,509
AUM (Assets Under Management)	$ 403,025,177

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Susan M. Dixson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Murray Dixson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

MARYLAND FINANCIAL GROUP, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

QUEENS ROAD SECURITIES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

J.C. BRADFORD & CO.

FIRST UNION CAPITAL MARKETS CORP.

Primary Firm SEC Registration

HEADLAND CAPITAL

State Registrations and Notice Filings

Exams

Series 66

Date: 1/29/2001

Series 63

Date: 9/20/1995

SIE

Date: 10/1/2018

Series 7

Date: 9/6/1995

Series 10

Date: 9/10/1999

Series 9

Date: 9/10/1999

FINRA

Current Firm

HEADLAND CAPITAL

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HEADLAND CAPITAL

TRUST BUT VERIFY

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