EM
Eric M. Murray
CETERA INVESTMENT ADVISERS LLC
FAIRBORN, OH 45324
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CRD#: 2425229
EM
Professional summary
Eric Michael Murray, CFP®, who also goes by Eric M Murray, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fairborn, Ohio and CETERA WEALTH SERVICES, LLC located in Fairborn, Ohio.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Eric has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric M Murray
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) MONEYWISE INC; Investment Related; 562 E Dayton Yellow Springs Road, Fairborn OH 45324; Financial Planning; Owner; Start Date 11/1999; 160 hours per month with 140 of those hours occurring during trading hours; Preparation and execution of financial plans and estate plans for clients. >> MONEYWISE INSURANCE GROUP INC dba G.A. CAMPBELL AGENCY; Investment Related; 562 E Dayton Yellow Springs Road, Fairborn OH 45324; Insurance; Agent/Owner; Start Date 11/2012; 160 hours per month with 140 of those hours per month occurring during trading hours; This is an update of a previous OBA - In 11/2012, my in-laws sold the former G.A. Campbell Insurance Agency Inc to my spouse and me. My duties remain similar to as before the transaction but now I have an expanded managerial role. >> GREENE FOUNDATION BOARD; Non-Investment Related; 1141 N Monroe Drive, Xenia OH 45385; Other; Board Member; Started 01/2004; two hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Michael Murray's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 562 E Dayton Yellow Springs Road, Fairborn, OH 45324RIA
CRD#: 105644
FAIRBORN, OH
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 562 E Dayton Yellow Springs Road, Fairborn, OH 45324BD
CRD#: 13572
Fairborn, OH
Past
December 7, 1999 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Fairborn, OH
Past
October 28, 1999 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Fairborn, OH
Past
October 1, 1998 - November 4, 1999
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Past
August 15, 1994 - October 2, 1998
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
ATLANTA, GA
Past
January 1, 1994 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(2/20/2025)
RR
Indiana(2/20/2025)
RR
Ohio(2/20/2025)
IAR
Ohio(2/20/2025)
RR
Utah(2/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Fairborn, OH 45324TRUST BUT VERIFY
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