Michael W. Lau
Professional summary
Michael Willis Lau III, who also goes by Mike Lau, is a registered financial professional currently at WHITEHALL CAPITAL MARKETS LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Willis Lau III's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2025 - Present
WHITEHALL CAPITAL MARKETS LLC
Office #1: One World Trade Center 84th Floor, New York, NY 10007March 28, 2022 - June 30, 2023
MCAP LLC
September 25, 2008 - November 19, 2020
MCAP LLC
May 11, 2006 - July 8, 2008
STONEX FINANCIAL INC.
June 4, 2002 - May 8, 2006
PORTIGON SECURITIES INC.
October 1, 1998 - March 13, 2002
BANC OF AMERICA SECURITIES LLC
December 14, 1993 - October 1, 1998
BANCAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2025)
(7/3/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
WHITEHALL CAPITAL MARKETS LLC
CRD#: 158885 / SEC#: , 8-68936
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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