Paul R. Buren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Robert Buren was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1994. Paul had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2017 - October 31, 2017
FIG PARTNERS, LLC
December 4, 2015 - October 31, 2017
FIG PARTNERS, LLC
November 2, 2009 - December 8, 2015
STIFEL INDEPENDENT ADVISORS, LLC
November 2, 2009 - December 8, 2015
STIFEL INDEPENDENT ADVISORS, LLC
March 13, 2009 - November 5, 2009
RBC CAPITAL MARKETS, LLC
March 13, 2009 - November 5, 2009
RBC CAPITAL MARKETS, LLC
April 27, 2004 - March 13, 2009
FERRIS, BAKER WATTS, LLC
April 26, 2004 - March 13, 2009
FERRIS, BAKER WATTS, LLC
January 23, 2002 - May 17, 2004
LEGG MASON WOOD WALKER, INCORPORATED
July 31, 2001 - May 17, 2004
LEGG MASON WOOD WALKER, INCORPORATED
November 16, 1999 - August 28, 2001
JANNEY MONTGOMERY SCOTT LLC
March 24, 1994 - November 16, 1999
B. RILEY SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIG PARTNERS, LLC
CRD#: 41554 / SEC#: 801-79712, 8-49517
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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