James P. Hannley
Professional summary
James Patrick Hannley, who also goes by Jim Hannley, is a registered financial advisor currently at JIM HANNLEY, LLC located in Tucson, Arizona.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. James has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Patrick Hannley's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 2004 - Present
JIM HANNLEY, LLC
October 21, 2004 - December 31, 2023
JIM HANNLEY, LLC
June 30, 2003 - December 9, 2003
DMK ADVISOR GROUP, INC.
December 16, 1993 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 16, 1993 - July 15, 2003
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/21/2004)
Exams
Current Firm
JIM HANNLEY, LLC
CRD#: 130319 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 95,000 |
Red Flags
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