Douglas K. Haas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Kyle Haas, who also goes by Douglas Kyle Haas Mr, Kyle Douglas Haas, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1994. Douglas had worked at 8 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2008 - April 30, 2008
CORNERSTONE FINANCIAL SERVICES, INC.
September 10, 2007 - October 25, 2007
CHASE INVESTMENT SERVICES CORP.
December 11, 2006 - March 15, 2007
WADDELL & REED
December 11, 2006 - March 15, 2007
IVY DISTRIBUTORS, INC.
June 20, 2005 - September 12, 2006
ALPS DISTRIBUTORS, INC.
July 8, 2002 - February 10, 2005
COREBRIDGE CAPITAL SERVICES, INC.
January 19, 1995 - April 1, 2002
INVESCO CAPITAL MARKETS, INC.
January 20, 1994 - January 9, 1995
FIRST TRUST PORTFOLIOS L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORNERSTONE FINANCIAL SERVICES, INC.
CRD#: 20627 / SEC#: , 8-38383
Contact information
FINRA licenses (2 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
