Andrew W. Arnold
CENTERLINE WEALTH ADVISORS | CEO, Senior Wealth Advisor
Louisville, KY 40223
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CRD#: 2424616
Professional summary
Andrew William Arnold, AIF®, who also goes by Andrew W Arnold, is a registered financial advisor currently at CENTERLINE WEALTH ADVISORS, LLC located in Louisville, Kentucky.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Andrew has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Financial planning
Philanthropic services
Trust & estate planning
Insurance
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
750K
Are you a "fiduciary"?
Yes
Aliases
Andrew W Arnold
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) REACH ALERT LLC (AKA ELITE TECHNOLOGIES, LLC & DEAN ALERT LLC); 1603 Stevens Ave., #201, Louisville, KY 40205; INFORMATION TECHNOLOGY ORGANIZATION; REACH ALERT LLC IS A COMMUNICATION PLATFORM THAT CAN SEND EMAIL AND TEXT ALERTS TO SCHOOL AND BUSINESS CUSTOMERS' STUDENTS AND EMPLOYEES. THIS IS A A START UP COMPANY FOUNDED BY MY FRIEND AND FORMER MBA GRAD KEN WEBER; PARTNER; GENERAL DUTIES INVOLVED WITH THE GROWTH AND MANAGEMENT OF THE COMPANY. SPECIFICALLY INFORMATION TECHNOLOGY CONSULTING, STRATEGIC DIRECTION AND PLANNING, NEW MARKET DEVELOPMENT; START DATE 11/16/2009. 2)ONE YEAR GONE, LLC; LOUISVILLE, KY 40241; MUSIC GROUP, I AM A LIFE LONG MUSICIAN AND THIS VENTURE IS PURELY FOR FUN, ANY INCOME WOULD BE INCIDENTAL AND MINIMAL BUT I WANTED TO MAKE SURE I HAD IT REPORTED;MUSICIAN; START DATE 03/31/2010; 5 HRS PER MONTH. 3)INSURANCE BUSINESS; NOT INVESTMENT RELATED; 10200 FOREST GREEN BLVD STE 311 LOUISVILLE, KY 40223; FIXED INSURANCE; LIFE INSURANCE AGENT; 01/2015; 10 HOURS/MONTH; 10 HOURS/MONTH DURING SECURITIES HOURS; ASSIST CLIENTS WHO HAVE RISK MITIGATION NEEDS, PRIMARILY ASSISTING WITH PLACEMENT OF LIFE INSURANCE, LTC, DI. 5) Opal's Dream Foundation; Not Investment Related; 689 Heritage Pkwy, Shepherdsville, KY 40165; Charity; Board Member; 09/30/2022; 5hrs/mo; 0 hrs during trading; Attend board meetings, I have been asked to prepare and deliver financial statements but will not be a signatory on any bank account or other account that contains funds, attend fund raiser, donate silent auction items.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew William Arnold's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 23, 2015 - Present
CENTERLINE WEALTH ADVISORS, LLC
Office #1: 10200 Forest Green Blvd. Suite 311, Louisville, KY 40223RIA
CRD#: 164485
Louisville, KY
Past
January 23, 2015 - September 25, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Louisville, KY
Past
March 26, 2001 - February 3, 2015
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
LOUISVILLE, KY
Past
August 14, 2000 - February 3, 2015
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
LOUISVILLE, KY
Past
September 26, 1995 - August 14, 2000
J.C. BRADFORD & CO.
BD
CRD#: 1287
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CENTERLINE WEALTH ADVISORS, LLC
BALLAD ADVISORS, LLC | CENTERLINE WEALTH ADVISORS, LLC | BALLAD INVESTMENTS, LLC
CRD#: 164485 / SEC#: 801-76852
RIA
Registered Investment Advisory firm - (6/28/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(1/23/2015)
IAR
Texas(12/5/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
CW
CENTERLINE WEALTH ADVISORS, LLC
BALLAD ADVISORS, LLC | CENTERLINE WEALTH ADVISORS, LLC | BALLAD INVESTMENTS, LLC
CRD#: 164485 / SEC#: 801-76852
RIA
Registered Investment Advisory firm - (6/28/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10200 Forest Green Blvd. Suite 311, Louisville, KY 40223
Mailing Address
Phone number
(502) 242-1561
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 811 |
| AUM (Assets Under Management) | $ 293,280,909 |
Red Flags
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Company Information
CENTERLINE WEALTH ADVISORS, LLC
CEO, Senior Wealth AdvisorCRD#: 164485Louisville, KY 40223TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
