Adrian V. Day
Professional summary
Adrian Vincent Day, who also goes by Adrian Day, is a registered financial advisor currently at ADRIAN DAY ASSET MANAGEMENT located in Dorado, .
Adrian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Adrian has worked at 1 firm and has passed the Series 65, Series 2 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Adrian Vincent Day's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 1991 - Present
ADRIAN DAY ASSET MANAGEMENT
Office #1: Lots 81-82, Street C, Ste. 206, Dorado, PR 00646Primary Firm SEC Registration
ADRIAN DAY ASSET MANAGEMENT
CRD#: 105985 / SEC#: 801-39145
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/19/2013)
(1/13/2020)
(5/12/2006)
Exams
Series 2
Date: 2/26/1980
Non-Member General Securities ExaminationCurrent Firm
ADRIAN DAY ASSET MANAGEMENT
CRD#: 105985 / SEC#: 801-39145
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 232 |
| AUM (Assets Under Management) | $ 117,586,284 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
