Joshua W. Lancaster

BROWN FINANCIAL ADVISORY

Fairhope, AL 36532

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CRD#: 2424549

Professional summary

Joshua Wyatt Lancaster, who also goes by Josh Lancaster, Joshua W Lancaster, is a registered financial advisor currently at BROWN FINANCIAL ADVISORY located in Fairhope, Alabama.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Joshua has worked at 3 firms and has passed the Series 52 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josh Lancaster | Joshua W Lancaster

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Wyatt Lancaster's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2018 - Present

BROWN FINANCIAL ADVISORY

Office #1: 54 S. Greeno Road, Fairhope, AL 36532

RIA

CRD#: 155548

Fairhope, AL

Past

April 28, 2017 - August 21, 2018

WAVERLY ADVISORS, LLC

RIA

CRD#: 115332

BIRMINGHAM, AL

Past

October 10, 2002 - March 9, 2018

KINSIGHT, LLC

RIA

CRD#: 116047

BIRMINGHAM, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROWN FINANCIAL ADVISORY

BROWN FINANCIAL ADVISORY | BROWN MCLEOD, INC

CRD#: 155548 / SEC#: 801-79151

RIA

Registered Investment Advisory firm - (2/4/2014 Approved)

Alabama

Registered Investment Advisory firm - (4/16/2014 Terminated)

Florida

Registered Investment Advisory firm - (3/7/2014 Terminated)

Louisiana

Registered Investment Advisory firm - (3/19/2014 Terminated)

Texas

Registered Investment Advisory firm - (3/7/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(9/12/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 52

Date: 11/3/1993

Municipal Securities Representative Examination

Current Firm

BROWN FINANCIAL ADVISORY

BROWN FINANCIAL ADVISORY | BROWN MCLEOD, INC

CRD#: 155548 / SEC#: 801-79151

RIA

Registered Investment Advisory firm - (2/4/2014 Approved)

Alabama

Registered Investment Advisory firm - (4/16/2014 Terminated)

Florida

Registered Investment Advisory firm - (3/7/2014 Terminated)

Louisiana

Registered Investment Advisory firm - (3/19/2014 Terminated)

Texas

Registered Investment Advisory firm - (3/7/2014 Terminated)

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Contact information

Main Address

54 S. Greeno Road, Fairhope, AL 36532

Mailing Address

Phone number

(251) 928-9498

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025.03.25 FORM ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	745
AUM (Assets Under Management)	$ 344,026,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joshua W. Lancaster

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Wyatt Lancaster's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROWN FINANCIAL ADVISORY

WAVERLY ADVISORS, LLC

KINSIGHT, LLC

Primary Firm SEC Registration

BROWN FINANCIAL ADVISORY

State Registrations and Notice Filings

Exams

Series 52

Date: 11/3/1993

Current Firm

BROWN FINANCIAL ADVISORY

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROWN FINANCIAL ADVISORY

TRUST BUT VERIFY

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