Gregory J. Mcdermott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory James Mcdermott, who also goes by Gregory J Mcdermott, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1994. Gregory had worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2024 - April 29, 2025
STATE STREET GLOBAL MARKETS, LLC
June 1, 2021 - January 7, 2022
SECURITIZE MARKETS, LLC
May 15, 2021 - May 25, 2021
ETORO USA SECURITIES INC.
June 25, 2007 - June 4, 2019
LIQUIDNET, INC.
October 14, 2005 - July 14, 2006
ELECTRONIC GLOBAL SECURITIES, INC.
April 13, 2005 - September 12, 2005
TRACK DATA SECURITIES CORPORATION
September 11, 2003 - March 29, 2005
NASDAQ EXECUTION SERVICES, LLC
August 1, 2000 - April 30, 2002
INSTINET, LLC
April 17, 2000 - August 1, 2000
REUTERS C CORPORATION
February 15, 1994 - March 14, 2000
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/10/2000
Limited Representative-Equity Trader ExamSeries 25
Date: 7/22/1999
NYSE Trading Assistant ExaminationCurrent Firm
STATE STREET GLOBAL MARKETS, LLC
CRD#: 285852 / SEC#: , 8-69862
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE STREET CORPORATION | PARENT COMPANY | |
| BAMBINO, JOHN JOSEPH | CHIEF FINANCIAL OFFICER, FINOP, PRINCIPAL FINANCIAL OFFICER | 4237874 |
| CHARLAND, JOSEPH LEONARD | DIRECTOR | 5183891 |
| FISCHER, MARTIN ROBERT | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1692872 |
| FORTUNA, GREGORY PAUL | DIRECTOR | 3168105 |
| MAXHAM, DAVID GOULD | DIRECTOR | 6372664 |
| MCKEON, ROBERT A | DIRECTOR | 7638847 |
| MORGAN, DANIEL ROBERT | CHIEF EXECUTIVE OFFICER | 2743457 |
| SIGLAIN, TARYN ANN | DIRECTOR | 5163466 |
| SOR, LY | DIRECTOR | 7996223 |
| TRABUCCO, MARK RUSSELL | CHIEF COMPLIANCE OFFICER | 4856280 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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