Rushan L. Dagli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rushan Lee Dagli, who also goes by Shan Dagli, was a registered financial professional .
Rushan is a previously registered financial professional and started their career in finance in 1994. Rushan had worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2023 - December 18, 2025
VICTORY CAPITAL SERVICES, INC.
November 21, 2005 - August 6, 2013
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
May 6, 1994 - November 15, 2005
JANUS HENDERSON DISTRIBUTORS US LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 2/14/2023
General Securities Representative ExaminationCurrent Firm
VICTORY CAPITAL SERVICES, INC.
CRD#: 37059 / SEC#: , 8-47577
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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