Anthony S. De Leo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Severus De Leo, who also goes by Anthony Severus Deleo, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1994. Anthony had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2022 - November 11, 2025
VESTECH SECURITIES, INC.
May 27, 2020 - December 13, 2021
WORLD CAPITAL BROKERAGE, INC.
February 1, 2016 - May 24, 2019
WILSON-DAVIS & CO., INC.
September 17, 2014 - February 3, 2016
CAPITOL SECURITIES MANAGEMENT, INC.
July 28, 2004 - February 15, 2013
BUCKRAM SECURITIES LTD
August 17, 1998 - September 9, 2002
CAPITAL ONE INVESTMENT SERVICES LLC
March 31, 1998 - August 21, 1998
AMERICAN GENERAL SECURITIES INCORPORATED
October 29, 1997 - December 20, 1997
J. P. GIBBONS & CO., INC.
October 1, 1997 - October 21, 1997
AMERICAN GENERAL SECURITIES INCORPORATED
January 27, 1997 - October 1, 1997
USLIFE EQUITY SALES CORP.
July 12, 1996 - October 1, 1997
USLIFE EQUITY SALES CORP.
May 27, 1994 - September 1, 1994
KEDEM CAPITAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
VESTECH SECURITIES, INC.
CRD#: 41409 / SEC#: , 8-49409
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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