HR
Howard E. Reich
INVESCO ADVISERS
Richmond, VA
Some features on this profile are disabled
CRD#: 2424090
HR
Professional summary
Howard Edmond Reich, who also goes by Howard E Reich, Howard Edmund Reich, is a registered financial advisor currently at INVESCO ADVISERS, INC. located in Richmond, Virginia and INVESCO DISTRIBUTORS, INC. located in San Francisco, California.
Howard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Howard has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Howard E Reich | Howard Edmund Reich
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WEST AVENUE IMPROVEMENT ASSOCIATION; NOT INVESTMENT RELATED; 1135 WEST AVENUE, RICHMOND, VIRGINIA 23220, USA; MAINTENANCE OF NEIGHBORHOOD AND COORDINATION OF NEIGHBORHOOD SOCIAL ACTIVITIES; SECRETARY OF THE ASSOCIATION; START: 04/2023; 20 MIN/MO AND NOT DURING TRADING HOURS; TAKES NOTES AT THE 2 BOARD MEETINGS HELD A YEAR.
CRS (Client Relationship Summary) - RIA
Click below to view Howard Edmond Reich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 5, 2015 - Present
INVESCO ADVISERS, INC.
RIA
CRD#: 105360
Richmond, VA
Current
May 1, 2015 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 101 California Ste. 3050, San Francisco, CA 94111BD
CRD#: 7369
SAN FRANCISCO, CA
Past
September 1, 2011 - March 13, 2015
NUVEEN ASSET MANAGEMENT, LLC
RIA
CRD#: 155584
CHICAGO, IL
Past
October 14, 2009 - September 1, 2011
NUVEEN FUND ADVISORS, LLC
RIA
CRD#: 104626
CHICAGO, IL
Past
October 14, 2009 - March 4, 2015
NUVEEN SECURITIES, LLC
BD
CRD#: 469
BETHESDA, MD
Past
April 19, 2005 - September 3, 2009
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
WASHINGTON, DC
Past
February 9, 2001 - September 3, 2009
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
January 1, 1996 - March 9, 2001
UBS ASSET MANAGEMENT (US) INC.
BD
CRD#: 583
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
Registered Investment Advisory firm - (12/30/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/1/2015)
RR
Alaska(5/1/2015)
RR
Arizona(5/1/2015)
RR
Arkansas(5/1/2015)
RR
California(5/1/2015)
RR
Colorado(5/1/2015)
RR
Connecticut(5/1/2015)
RR
Delaware(5/1/2015)
RR
District of Columbia(5/1/2015)
RR
Florida(5/1/2015)
RR
Georgia(5/1/2015)
RR
Hawaii(5/1/2015)
RR
Idaho(5/1/2015)
RR
Illinois(5/1/2015)
RR
Indiana(5/1/2015)
RR
Iowa(5/1/2015)
RR
Kansas(5/1/2015)
RR
Kentucky(5/1/2015)
RR
Louisiana(5/1/2015)
RR
Maine(5/1/2015)
RR
Maryland(5/1/2015)
RR
Massachusetts(5/1/2015)
RR
Michigan(5/1/2015)
RR
Minnesota(5/1/2015)
RR
Mississippi(5/1/2015)
RR
Missouri(5/1/2015)
RR
Montana(5/1/2015)
RR
Nebraska(5/1/2015)
RR
Nevada(5/1/2015)
RR
New Hampshire(5/1/2015)
RR
New Jersey(5/1/2015)
RR
New Mexico(5/1/2015)
RR
New York(5/1/2015)
RR
North Carolina(5/1/2015)
RR
North Dakota(5/1/2015)
RR
Ohio(5/1/2015)
RR
Oklahoma(5/1/2015)
RR
Oregon(5/1/2015)
RR
Pennsylvania(5/1/2015)
RR
Puerto Rico(5/1/2015)
RR
Rhode Island(5/1/2015)
RR
South Carolina(5/1/2015)
RR
South Dakota(5/1/2015)
RR
Tennessee(5/1/2015)
RR
Texas(5/1/2015)
IAR
Texas(5/5/2015)
RR
Utah(5/1/2015)
RR
Vermont(5/1/2015)
RR
Virgin Islands(5/1/2015)
RR
Virginia(5/1/2015)
RR
Washington(5/1/2015)
RR
West Virginia(5/1/2015)
RR
Wisconsin(5/1/2015)
RR
Wyoming(5/1/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
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Contact information
Main Address
1331 Spring Street Nw Suite 2500, Atlanta, GA 30309
Mailing Address
11 Greenway Plaza Suite 1000, Houston, TX 77046
Phone number
(404) 892-0896
Established
Firm type
Fiscal year end
# of Employees
2,872
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
