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Michael J. Clarke

PROTECTION POINT ADVISORS
Culver City, CA 90230
Some features on this profile are disabled
CRD#: 2423988
MC

Professional summary


Michael Jude Clarke, who also goes by Mike Clarke, is a registered financial advisor currently at PROTECTION POINT ADVISORS located in Culver City, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Mike Clarke

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Michael Jude Clarke is a licensed insurance agent. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. EWG Elevate Inc. always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of EWG Elevate Inc. in their capacity as a licensed insurance agent. Michael Clarke is an co-author of a book titled A firm worth building: Running a better professional business sold on Amazon.com Michael Jude Clarke is owner of the rental property (Address 4105 Charles Ave. Culver City, CA.).

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Michael Jude Clarke's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 12, 2018 - Present

PROTECTION POINT ADVISORS

Office #1: 400 Corporate Pointe #300, Culver City, CA 90230
RIA
CRD#: 291805
Culver City, CA
Past

March 11, 2009 - February 13, 2019

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
CULVER CITY, CA
Past

March 11, 2009 - December 31, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
CULVER CITY, CA
Past

March 3, 2003 - March 20, 2009

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
CULVER CITY, CA
Past

January 3, 1995 - March 20, 2009

NYLIFE SECURITIES LLC

BD
CRD#: 5167
CULVER CITY, CA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PP
PROTECTION POINT ADVISORS
EAGLE WEST GROUP | PROTECTION POINT ADVISORS | MODERN ASSET PROTECTION PLANNING AKA M.A.P. PLANNING | EWG ELEVATE INC. | EAGLE WEST GROUP, INC.

CRD#: 291805 / SEC#: 801-113898

RIA
Registered Investment Advisory firm - (8/27/2018 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(1/25/2022)
IAR
California
(10/12/2018)
IAR
Oregon
(1/10/2022)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/22/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


PP
PROTECTION POINT ADVISORS
EAGLE WEST GROUP | PROTECTION POINT ADVISORS | MODERN ASSET PROTECTION PLANNING AKA M.A.P. PLANNING | EWG ELEVATE INC. | EAGLE WEST GROUP, INC.

CRD#: 291805 / SEC#: 801-113898

RIA
Registered Investment Advisory firm - (8/27/2018 Approved)
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Contact information


Main Address
3200 Douglas Blvd Ste. 305, Roseville, CA 95661
Mailing Address
Phone number
(916) 367-4540
Established
Firm type
Fiscal year end
# of Employees
23

SEC notice filing (10 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A-EWG ELEVATE INC. - MARCH 2025 (3/11/2025)

Regulatory assets under management


Total Number of Accounts1,620
AUM (Assets Under Management)$ 578,353,657

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PROTECTION POINT ADVISORS

CRD#: 291805Culver City, CA 90230

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Contact information


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