Mosen Ahmaripour
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mosen Ahmaripour was a registered financial professional .
Mosen is a previously registered financial professional and started their career in finance in 1994. Mosen had worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2018 - December 31, 2019
WORLD INVESTMENTS, LLC
November 5, 2018 - December 31, 2019
WORLD INVESTMENTS, LLC
March 25, 2017 - October 18, 2018
MML INVESTORS SERVICES, LLC
April 23, 2014 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
June 15, 2004 - February 26, 2014
MSI FINANCIAL SERVICES, INC.
February 25, 1994 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
February 25, 1994 - February 26, 2014
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
