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Yosif Hananiya

CRD# 2423855·Registered 1993 - 2003
Barred: Yosif Hananiya was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Yosif Hananiya, who also goes by Joseph Hananiya, was a registered financial advisor. Yosif was a previously registered financial professional and started their career in finance 1993 - 2003. Yosif had worked at 12 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joseph Hananiya

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

INDIANAPOLIS SECURITIES, INC.·CRD# 10399
BD
Valley Stream, NY
February 1, 2002 - February 28, 2003
PRESTON LANGLEY ASSET MANAGEMENT, INC.·CRD# 35733
BD
New York, NY
February 22, 2001 - April 24, 2001
BARRON CHASE SECURITIES, INC.·CRD# 18969
BD
Boca Raton, FL
July 24, 1998 - November 14, 2000
ROAN CAPITAL PARTNERS L.P.·CRD# 33063
BD
New York, NY
April 18, 1997 - September 23, 1997
ALDEN CAPITAL MARKETS, INC.·CRD# 25314
BD
New York, NY
January 23, 1997 - May 8, 1997
FIRST METROPOLITAN SECURITIES, INC.·CRD# 7594
BD
New York, NY
December 4, 1995 - January 1, 1997
AMERICORP SECURITIES, INC.·CRD# 30405
BD
New York, NY
August 1, 1995 - November 27, 1995
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
May 18, 1995 - August 15, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED·CRD# 24341
BD
San Diego, CA
July 20, 1994 - May 31, 1995
BERKELEY SECURITIES CORPORATION·CRD# 8397
BD
New York, NY
June 17, 1994 - July 5, 1994
TITAN/VALUE EQUITIES GROUP, INC.·CRD# 6359
BD
Irvine, CA
March 25, 1994 - June 15, 1994
COMMONWEALTH ASSOCIATES·CRD# 20833
BD
New York, NY
November 26, 1993 - March 24, 1994

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Current Firm

IS
INDIANAPOLIS SECURITIES, INC.

DPP SECURITIES | INDIANAPOLIS SECURITIES, INC. | INDIANAPOLIS SECURITIES

CRD#: 10399 / SEC#: 8-27117
BD
Cancelled by SEC on 05/09/2008

Contact Information

Established

Indiana since 06/04/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DISCOVERY CAPITAL, INC.SHAREHOLDER—
MARTE, RAFAEL LUISFINOP4304158
TELFER, JOHN DAVIDPRESIDENT/SROP/CROP/1099745

Disclosures

Regulatory Event

5

Civil Event

1

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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