Robert Mendelow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Mendelow, who also goes by Rob Mendelow, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 14 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 55, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2015 - November 17, 2016
DAVID LERNER ASSOCIATES, INC.
December 3, 2014 - February 17, 2015
TRADESTATION SECURITIES, INC.
May 1, 2009 - August 10, 2009
J.P. TURNER & COMPANY, L.L.C.
March 23, 2006 - September 25, 2007
SYNAPSE BROKERAGE LLC
April 4, 2003 - February 3, 2004
A.B. WATLEY, INC.
January 3, 2001 - April 1, 2003
GRACE FINANCIAL GROUP LLC
September 21, 1999 - April 7, 2000
RUMSON CAPITAL, LLC
January 29, 1999 - July 27, 1999
ALL-TECH DIRECT, INC.
September 30, 1997 - June 9, 1998
JOSEPH CHARLES & ASSOC., INC.
October 17, 1994 - September 18, 1997
BILTMORE SECURITIES, INC.
August 1, 1994 - October 27, 1994
JWGENESIS SECURITIES, INC.
April 29, 1994 - August 1, 1994
ROYAL PALM INVESTMENTS, LTD.
March 25, 1994 - May 9, 1994
D. BLECH & COMPANY, INCORPORATED
November 15, 1993 - February 21, 1994
DONALD & CO. SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/3/2000
Limited Representative-Equity Trader ExamCurrent Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
