James B. Dearing

WEALTH AMBASSADORS

Lake St. Louis, MO 63367

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CRD#: 2423658

Professional summary

James Brenton Dearing, CFP®, who also goes by Brent Dearing, J. Brent Dearing, J. Brenton Dearing, James Brent Dearing, is a registered financial advisor currently at WEALTH AMBASSADORS, LLC located in Lake St. Louis, Missouri.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. James has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brent Dearing | J. Brent Dearing | J. Brenton Dearing | James Brent Dearing

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Brenton Dearing's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

July 23, 2012 - Present

WEALTH AMBASSADORS, LLC

Office #1: 1831 Lake St. Louis Blvd., Lake St. Louis, MO 63367

RIA

CRD#: 163270

Lake St. Louis, MO

Past

April 27, 2005 - December 31, 2007

RENAISSANCE FINANCIAL CORPORATE EDUCATION LLC

RIA

CRD#: 110009

ST. LOUIS, MO

Past

October 1, 2001 - July 23, 2012

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

ST. LOUIS, MO

Past

December 1, 1998 - October 5, 2004

RF ADVISORS LLC

RIA

CRD#: 110008

ST. LOUIS, MO

Past

September 8, 1994 - July 23, 2012

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. LOUIS, MO

Past

December 17, 1993 - September 29, 1994

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

December 17, 1993 - September 29, 1994

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

November 24, 1993 - January 4, 1994

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(2/11/2020)

IAR

Illinois
(9/4/2012)

IAR

Missouri
(7/23/2012)

IAR

Texas
(7/25/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/28/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/23/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/19/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/23/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTH AMBASSADORS, LLC

CRD#: 163270 / SEC#:

Colorado

Registered Investment Advisory firm - (2/11/2020 Approved)

Illinois

Registered Investment Advisory firm - (9/4/2012 Approved)

Missouri

Registered Investment Advisory firm - (7/9/2012 Approved)

Texas

Registered Investment Advisory firm - (7/25/2012 Conditional Restricted)

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Contact information

Main Address

1831 Lake St. Louis Blvd., Lake St. Louis, MO 63367

Mailing Address

Phone number

(314) 514-1113

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	567
AUM (Assets Under Management)	$ 44,718,749

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James B. Dearing

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Brenton Dearing's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH AMBASSADORS, LLC

RENAISSANCE FINANCIAL CORPORATE EDUCATION LLC

SECURIAN FINANCIAL SERVICES, INC.

RF ADVISORS LLC

SECURIAN FINANCIAL SERVICES, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/28/2001

Series 63

Date: 11/23/1993

Series 7

Date: 6/19/1998

Series 6

Date: 11/23/1993

Current Firm

WEALTH AMBASSADORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH AMBASSADORS, LLC

TRUST BUT VERIFY

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