Daniel B. Ludwin

SALOMON AND LUDWIN

Richmond, VA 23238

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CRD#: 2423632

Professional summary

Daniel Buford Ludwin, who also goes by Dan Buford Ludwin, is a registered financial advisor currently at SALOMON AND LUDWIN located in Richmond, Virginia.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Daniel has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Buford Ludwin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.CO-TRUSTEE FOR FRIEND, INVESTMENT RELATED, RICHMOND, VA; START 5/29/09; 1 HR/MO; 1 DURING TRADING. 2.TRUSTEE FOR FATHER-IN-LAWS MARITAL TRUST; INVESTMENT RELATED; GLEN ALLEN, VA; 12/2002; 1 HR/MO; 1 DURING TRADING. 3. CO-TRUSTEE FOR SALOMON & LUDWIN, LLC 401K FBO OF PRACTICE; INV RELATED; RICHMOND, VA; START: 1/1/16; .5 HR/MO; .5 DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Buford Ludwin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2018 - Present

SALOMON AND LUDWIN

Office #1: 1401 Gaskins Road, Richmond, VA 23238

RIA

CRD#: 292456

Richmond, VA

Past

November 17, 2009 - April 4, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

RICHMOND, VA

Past

November 17, 2009 - April 4, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

RICHMOND, VA

Past

April 7, 2000 - November 18, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

RICHMOND, VA

Past

October 1, 1999 - November 18, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

RICHMOND, VA

Past

October 9, 1996 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

March 24, 1994 - August 13, 1996

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SALOMON AND LUDWIN

SALOMON AND LUDWIN | SALOMON AND LUDWIN, LLC

CRD#: 292456 / SEC#: 801-112494

RIA

Registered Investment Advisory firm - (2/22/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/2/2018)

IAR

Virginia
(4/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/22/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/18/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/4/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/23/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/4/1998

General Securities Principal Examination

Current Firm

SALOMON AND LUDWIN

SALOMON AND LUDWIN | SALOMON AND LUDWIN, LLC

CRD#: 292456 / SEC#: 801-112494

RIA

Registered Investment Advisory firm - (2/22/2018 Approved)

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Contact information

Main Address

1401 Gaskins Road, Richmond, VA 23238

Mailing Address

Phone number

(804) 592-4999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (4/16/2025)

2A BROCHURE (4/16/2025)

Regulatory assets under management

Total Number of Accounts	1,773
AUM (Assets Under Management)	$ 1,227,068,596

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel B. Ludwin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Buford Ludwin's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

RAUSCHER PIERCE REFSNES, INC.

Primary Firm SEC Registration

SALOMON AND LUDWIN

State Registrations and Notice Filings

Exams

Series 65

Date: 3/22/2001

Series 63

Date: 4/18/1994

SIE

Date: 4/4/2018

Series 7

Date: 3/23/1994

Series 24

Date: 11/4/1998

Current Firm

SALOMON AND LUDWIN

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SALOMON AND LUDWIN

TRUST BUT VERIFY

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