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Gary George Hellwig

CRD# 242362·Registered 1971 - 2014
Previously Registered: Being a previously registered professional could mean that Gary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gary George Hellwig was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1971 - 2014. Gary had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

55 years in the financial services industry

Current & Past Employments

SECURITIES SERVICE NETWORK, LLC·CRD# 13318
BD
Williams, AZ
January 2, 1996 - December 31, 2014
FINANCIAL ROADMAP, INC.·CRD# 113900
RIA
Williams, AZ
July 22, 1994 - December 31, 2018
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
December 11, 1991 - December 31, 1995
THE INVESTMENT CENTER, INC.·CRD# 17839
BD
Bedminster, NJ
April 5, 1991 - December 12, 1991
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
September 4, 1990 - April 10, 1991
BOETTCHER & COMPANY, INC.·CRD# 101
BD
January 3, 1990 - September 4, 1990
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
August 5, 1988 - January 24, 1990
LAWSON FINANCIAL CORPORATION·CRD# 15261
BD
November 5, 1986 - September 24, 1987
J. W. GARRETT AND COMPANY·CRD# 7799
BD
November 23, 1984 - November 13, 1986
FINANCIAL SQUARE PARTNERS·CRD# 1541
BD
April 9, 1984 - November 14, 1984
BOETTCHER & COMPANY, INC.·CRD# 101
BD
April 8, 1982 - April 11, 1984
YOUNG, SMITH & PEACOCK, INC.·CRD# 913
BD
November 3, 1977 - March 8, 1982
THE VARIABLE ANNUITY MARKETING COMPANY·CRD# 5081
BD
August 5, 1975 - December 1, 1976
RAUSCHER PIERCE SECURITIES CORPORATION·CRD# 703
BD
December 29, 1972 - July 29, 1973
LENTZ, NEWTON & CO.·CRD# 515
BD
June 29, 1972 - December 17, 1972
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
January 20, 1971 - July 16, 1972

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Current Firm

SS
SECURITIES SERVICE NETWORK, LLC

SECURITIES SERVICE NETWORK, INC. | SOUTHERN FINANCIAL CONSULTANTS, INC. | SOUTHEASTERN FINANCIAL CONSULTANTS, INC. | SECURITIES SERVICE NETWORK, LLC

CRD#: 13318 / SEC#: 8-28980
BD
Terminated by SEC on 11/29/2020

Contact Information

Established

Tennessee since 02/01/1983

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ADVISOR GROUP HOLDINGS, INC.SHARE HOLDER—
BLANCATO, PHILIP SALVATOREDIRECTOR2122221
GIOVANNIELLO, JOSEPH JRDIRECTOR3086071
GODBEE, CRYSTAL LEEVICE PRESIDENT OF OPERATIONS5629010
KLIMAS, RONALD THOMASEXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER2321602
MAAS, JONATHAN ELMERVICE PRESIDENT, TRADING2793069
MCKENNA, NINASECRETARY6302448
PATEL, JAYAPRAKASH MOHANBHAISENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER2973297
PRICE, JAMES DALECHAIRMAN1243224
SCHLUETER, MATTHEW ADAMEXECUTIVE VICE PRESIDENT, DIRECTOR2627931
WILKINSON, WADE SHANNONPRESIDENT AND CEO2312703

Disclosures

Regulatory Event

7

Arbitration

5

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1979About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2014About the SIE exam

Series 1 — Registered Representative Examination

Passed Jan 1971

Series 24 — General Securities Principal Examination

Passed Mar 1983About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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