Gary G. Hellwig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary George Hellwig was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1971. Gary had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 1996 - December 31, 2014
SECURITIES SERVICE NETWORK, LLC
July 22, 1994 - December 31, 2018
FINANCIAL ROADMAP, INC.
December 11, 1991 - December 31, 1995
SECURITIES AMERICA, INC.
April 5, 1991 - December 12, 1991
THE INVESTMENT CENTER, INC.
September 4, 1990 - April 10, 1991
WELLS FARGO CLEARING SERVICES, LLC
January 3, 1990 - September 4, 1990
BOETTCHER & COMPANY, INC.
August 5, 1988 - January 24, 1990
LEHMAN BROTHERS INC.
November 5, 1986 - September 24, 1987
LAWSON FINANCIAL CORPORATION
November 23, 1984 - November 13, 1986
J. W. GARRETT AND COMPANY
April 9, 1984 - November 14, 1984
FINANCIAL SQUARE PARTNERS
April 8, 1982 - April 11, 1984
BOETTCHER & COMPANY, INC.
November 3, 1977 - March 8, 1982
YOUNG, SMITH & PEACOCK, INC.
August 5, 1975 - December 1, 1976
THE VARIABLE ANNUITY MARKETING COMPANY
December 29, 1972 - July 29, 1973
RAUSCHER PIERCE SECURITIES CORPORATION
June 29, 1972 - December 17, 1972
LENTZ, NEWTON & CO.
January 20, 1971 - July 16, 1972
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/9/1971
Registered Representative ExaminationCurrent Firm
SECURITIES SERVICE NETWORK, LLC
CRD#: 13318 / SEC#: , 8-28980
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADVISOR GROUP HOLDINGS, INC. | SHARE HOLDER | |
| BLANCATO, PHILIP SALVATORE | DIRECTOR | 2122221 |
| GIOVANNIELLO, JOSEPH JR | DIRECTOR | 3086071 |
| GODBEE, CRYSTAL LEE | VICE PRESIDENT OF OPERATIONS | 5629010 |
| KLIMAS, RONALD THOMAS | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2321602 |
| MAAS, JONATHAN ELMER | VICE PRESIDENT, TRADING | 2793069 |
| MCKENNA, NINA | SECRETARY | 6302448 |
| PATEL, JAYAPRAKASH MOHANBHAI | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | 2973297 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2627931 |
| WILKINSON, WADE SHANNON | PRESIDENT AND CEO | 2312703 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 5 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
