Timothy M. Cypher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Michael Cypher, who also goes by Tim Cypher, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1993. Timothy had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2019 - May 16, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
November 21, 2018 - April 24, 2019
IBN FINANCIAL SERVICES, INC.
March 16, 2018 - July 6, 2018
THE LEADERS GROUP, INC.
August 5, 2014 - August 11, 2017
INSTITUTIONAL SECURITIES CORPORATION
February 24, 2012 - September 2, 2014
RIDGEWAY & CONGER, INC.
May 4, 2009 - February 27, 2012
NORTHSTAR FINANCIAL PARTNERS, INC.
May 2, 2007 - April 28, 2009
FINANCIAL NORTHEASTERN SECURITIES, INC.
April 19, 2007 - April 28, 2009
FINANCIAL NORTHEASTERN SECURITIES, INC.
April 15, 2005 - April 20, 2007
MULTI-BANK SECURITIES, INC.
October 22, 2003 - April 19, 2005
COMMUNITY BANKERS SECURITIES, LLC
January 3, 2003 - October 17, 2003
CAMBRIDGE GROUP INVESTMENTS, LTD.
June 1, 2001 - January 7, 2003
CENTENNIAL SECURITIES COMPANY, INC.
April 3, 1997 - June 4, 2001
STIFEL INDEPENDENT ADVISORS, LLC
October 11, 1996 - February 24, 1997
MORGAN STANLEY DW INC.
January 29, 1995 - August 1, 1996
A. G. EDWARDS & SONS, INC.
December 6, 1993 - December 15, 1994
IDS LIFE INSURANCE COMPANY
December 6, 1993 - December 15, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
AMERIPRISE FINANCIAL SERVICES, LLC
CRD#: 6363 / SEC#: 801-28543, 8-16791
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERIPRISE FINANCIAL SERVICES, LLC
CRD#: 6363 / SEC#: 801-28543, 8-16791
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| DOREN, MITCHELL DAVID | REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER) | 2129844 |
| FLEMING, JOSEPH DANIEL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 2093776 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| O'CONNELL, PATRICK HUGH | DIRECTOR, EXECUTIVE VICE PRESIDENT-FIELD MANAGEMENT | 2246285 |
| SENNE, ANN MARIE | EXECUTIVE VICE PRESIDENT - WEALTH MANAGEMENT SOLUTIONS | 2515669 |
| SWEENEY, JOSEPH EDWARD | PRESIDENT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 4668713 |
| WILLIAMS, WILLIAM JERRYL | EXECUTIVE VICE PRESIDENT- AMERIPRISE FINANCIAL GROUP & AMERIPRISE ADVISOR CENTER | 1954117 |
Regulatory assets under management
| Total Number of Accounts | 2,281,153 |
| AUM (Assets Under Management) | $ 564,622,896,919 |
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 103 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/19/2025 | ||
| 09/23/2024 | ||
| 10/24/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
