Ryan Ballantyne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Ballantyne, who also goes by Ryan C Ballantyne, Ryan Campbell Ballantyne, was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 1994. Ryan had worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2020 - July 7, 2020
FORESIDE ADVISORY SERVICES, LLC
August 30, 2019 - March 5, 2021
FORESIDE FUND SERVICES, LLC
September 9, 2013 - November 1, 2018
ALPS DISTRIBUTORS, INC.
April 24, 2007 - September 4, 2012
MILLER TABAK + CO., LLC
April 8, 2002 - April 2, 2007
SUSQUEHANNA FINANCIAL GROUP, LLLP
November 4, 1998 - April 3, 2002
DEUTSCHE IXE, LLC
May 21, 1997 - June 24, 1998
HAMBRECHT & QUIST LLC
November 15, 1994 - May 27, 1997
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/11/2022
General Securities Representative ExaminationSeries 55
Date: 10/25/1999
Limited Representative-Equity Trader ExamCurrent Firm
FORESIDE ADVISORY SERVICES, LLC
CRD#: 306760 / SEC#:
Contact information
Red Flags
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