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Ryan Ballantyne

CRD# 2423570·Registered 1994 - 2020
Previously Registered: Being a previously registered professional could mean that Ryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ryan Ballantyne, who also goes by Ryan C Ballantyne, Ryan Campbell Ballantyne, was a registered financial advisor. Ryan was a previously registered financial professional and started their career in finance 1994 - 2020. Ryan had worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ryan C Ballantyne, Ryan Campbell Ballantyne

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

FORESIDE ADVISORY SERVICES, LLC·CRD# 306760
RIA
Solana Beach, CA
April 20, 2020 - July 7, 2020
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Portland, ME
August 30, 2019 - March 5, 2021
ALPS DISTRIBUTORS, INC.·CRD# 16853
BD
San Diego, CA
September 9, 2013 - November 1, 2018
MILLER TABAK + CO., LLC·CRD# 47293
BD
San Diego, CA
April 24, 2007 - September 4, 2012
SUSQUEHANNA FINANCIAL GROUP, LLLP·CRD# 35865
BD
Boston, MA
April 8, 2002 - April 2, 2007
DEUTSCHE IXE, LLC·CRD# 7172
BD
New York, NY
November 4, 1998 - April 3, 2002
HAMBRECHT & QUIST LLC·CRD# 940
BD
San Francisco, CA
May 21, 1997 - June 24, 1998
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
November 15, 1994 - May 27, 1997

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Current Firm

FA
FORESIDE ADVISORY SERVICES, LLC

FORESIDE ADVISORY SERVICES, LLC | FORESIDE ADVISORY SERVICES. LLC

CRD#: 306760

Contact Information

Main Address

3 Canal Plaza Suite 100, Portland, ME 04101

Phone Number

(866) 251-6920

# of Employees

5

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2019About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1995About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 1999

Series 7 — General Securities Representative Examination

Passed Nov 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2022About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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