David H. Burgess

SUMMIT CAPITAL GROUP LLC

DURANGO, CO

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CRD#: 2423484

Professional summary

David Henry Burgess JR, who also goes by Jr David H Burgess, is a registered financial advisor currently at SUMMIT CAPITAL GROUP LLC located in Durango, Colorado.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. David has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jr David H Burgess

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Secure American Insurance, Northglenn, CO, Insurance Sales, Agent, 02/2021 to Present, Approximately 35 - 40 hours per week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Henry Burgess JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2024 - Present

SUMMIT CAPITAL GROUP LLC

RIA

CRD#: 326154

DURANGO, CO

Past

October 9, 2019 - April 9, 2021

DEARBORN STREET ADVISORS

RIA

CRD#: 304747

DURANGO, CO

Past

May 23, 2008 - June 28, 2019

MCALVANY WEALTH MANAGEMENT, LLC

RIA

CRD#: 146021

DURANGO, CO

Past

June 12, 2002 - June 5, 2003

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD#: 39805

CHICAGO, IL

Past

February 17, 1994 - April 3, 2002

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/6/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/13/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/16/1994

General Securities Representative Examination

Current Firm

SUMMIT CAPITAL GROUP LLC

CRD#: 326154 / SEC#:

Colorado

Registered Investment Advisory firm - (10/31/2024 Approved)

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Contact information

Main Address

Durango, CO

Mailing Address

Phone number

(970) 903-7251

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David H. Burgess

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Henry Burgess JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMMIT CAPITAL GROUP LLC

DEARBORN STREET ADVISORS

MCALVANY WEALTH MANAGEMENT, LLC

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

NUVEEN SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/6/2023

Series 63

Date: 6/13/1994

Series 7

Date: 2/16/1994

Current Firm

SUMMIT CAPITAL GROUP LLC

Contact information

Documents

Red Flags

Company Information

SUMMIT CAPITAL GROUP LLC

TRUST BUT VERIFY

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