Cory D. Wietfeldt

CWS FINANCIAL ADVISORS LLC

Kalamazoo, MI 49007

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CRD#: 2423429

Professional summary

Cory Dale Wietfeldt, CFP®, who also goes by Cory D Wietfeldt, is a registered financial advisor currently at CWS FINANCIAL ADVISORS LLC located in Kalamazoo, Michigan.

Cory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Cory has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 10, Series 9 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cory D Wietfeldt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cory Dale Wietfeldt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

June 15, 2018 - Present

CWS FINANCIAL ADVISORS LLC

Office #1: 405 West Michigan Avenue Suite 110, Kalamazoo, MI 49007

RIA

CRD#: 297000

Kalamazoo, MI

Past

February 19, 2014 - June 19, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

KALAMAZOO, MI

Past

February 19, 2014 - June 19, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

KALAMAZOO, MI

Past

January 1, 2008 - February 19, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

KALAMAZOO, MI

Past

January 1, 2008 - February 19, 2014

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

KALAMAZOO, MI

Past

August 16, 2007 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

KALAMAZOO, MI

Past

June 7, 1996 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

KALAMAZOO, MI

Past

October 7, 1994 - October 12, 1994

NATCITY INSURANCE SERVICES, INC.

CRD#: 16989

CLEVELAND, OH

Past

October 7, 1994 - June 4, 1996

FIRST OF AMERICA SECURITIES, INC.

CRD#: 36568

KALAMAZOO, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CWS FINANCIAL ADVISORS LLC

CRD#: 297000 / SEC#: 801-113289

RIA

Registered Investment Advisory firm - (5/23/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(6/15/2018)

IAR

Texas
(6/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/15/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/24/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/19/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/9/2010

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/27/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/10/2004

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/23/2004

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 4

Date: 9/8/1995

Registered Options Principal Examination

Current Firm

CWS FINANCIAL ADVISORS LLC

CRD#: 297000 / SEC#: 801-113289

RIA

Registered Investment Advisory firm - (5/23/2018 Approved)

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Contact information

Main Address

405 West Michigan Avenue Suite 110, Kalamazoo, MI 49007

Mailing Address

Phone number

(269) 349-4600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CWS FINANCIAL PART 2A_03-29-2019 (10/20/2025)

Regulatory assets under management

Total Number of Accounts	2,149
AUM (Assets Under Management)	$ 1,198,728,785

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cory D. Wietfeldt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cory Dale Wietfeldt's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

NATCITY INSURANCE SERVICES, INC.

FIRST OF AMERICA SECURITIES, INC.

Primary Firm SEC Registration

CWS FINANCIAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/15/2007

Series 63

Date: 6/24/1994

SIE

Date: 6/19/2018

Series 31

Date: 7/9/2010

Series 7

Date: 5/27/1994

Series 10

Date: 3/10/2004

Series 9

Date: 1/23/2004

Series 4

Date: 9/8/1995

Current Firm

CWS FINANCIAL ADVISORS LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CWS FINANCIAL ADVISORS LLC

TRUST BUT VERIFY

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