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Jason N. Slezak

LANDOLT SECURITIES
Oshkosh, WI 54902
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CRD#: 2423323
JS

Professional summary


Jason Nicholas Slezak, who also goes by Jason N Slezak, is a registered financial advisor currently at LANDOLT SECURITIES, INC. located in Oshkosh, Wisconsin.

Jason is registered as a RR (Registered Representative) and started their career in finance in 1994. Jason has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jason N Slezak

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jason Nicholas Slezak's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 8, 2009 - Present

LANDOLT SECURITIES, INC.

Office #1: 1127 S. Main St. Suite A, Oshkosh, WI 54902Office #2: 900 North Shore Drive Suite 279, Lake Bluff, IL 60044
RIA
BD
CRD#: 28352
Oshkosh, WI
Past

April 10, 2008 - September 15, 2009

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

RIA
CRD#: 145658
CHICAGO, IL
Past

March 10, 2008 - August 3, 2009

BREWER FINANCIAL SERVICES, LLC

BD
CRD#: 132558
CHICAGO, IL
Past

January 31, 2007 - March 22, 2011

BIRKELBACH MANAGEMENT CORP

RIA
CRD#: 123653
CHICAGO, IL
Past

November 19, 2002 - February 25, 2008

BIRKELBACH INVESTMENT SECURITIES, INC.

BD
CRD#: 11490
CHICAGO, IL
Past

April 28, 2000 - October 23, 2002

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

March 30, 1999 - February 10, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

March 19, 1997 - April 20, 1999

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
ST. LOUIS, MO
Past

March 8, 1995 - March 26, 1997

RODMAN & RENSHAW INC.

BD
CRD#: 724
CHICAGO, IL
Past

January 19, 1994 - February 21, 1995

THE CHICAGO CORPORATION

BD
CRD#: 1449
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/12/2022)
RR
California
(9/9/2009)
RR
Connecticut
(3/10/2022)
RR
Florida
(6/27/2012)
RR
Georgia
(8/20/2013)
RR
Illinois
(9/9/2009)
RR
Indiana
(9/10/2009)
RR
Iowa
(9/9/2009)
RR
Kansas
(7/23/2012)
RR
Maryland
(2/1/2013)
RR
Massachusetts
(11/14/2017)
RR
Michigan
(10/8/2018)
RR
Minnesota
(7/16/2012)
RR
Missouri
(10/12/2012)
RR
Montana
(2/28/2018)
RR
New Jersey
(1/2/2025)
RR
New York
(4/15/2016)
RR
Ohio
(8/23/2016)
RR
Rhode Island
(1/6/2025)
RR
South Carolina
(1/4/2021)
RR
Utah
(1/28/2025)
RR
Virginia
(10/30/2019)
RR
Wisconsin
(9/11/2009)

Exams


State Security Law Exam
IAR
Series 65
Date: 4/8/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


LS
LANDOLT SECURITIES, INC.
FISN | TORII ASSET MANAGEMENT | TK CHEN FINANCIAL SERVICES LLC | THE WEALTH PROTECTION GROUP LLC | THE WEALTH PROTECTION GROUP | LESLIE FINANCIAL LLC | LANDOLT SECURITIES, INC.

CRD#: 28352 / SEC#: , 8-43645

Illinois
Registered Investment Advisory firm - SEC (10/10/2006 Approved)
Indiana
Registered Investment Advisory firm - SEC (3/23/2020 Approved)
North Carolina
Registered Investment Advisory firm - SEC (8/16/2017 Approved)
Ohio
Registered Investment Advisory firm - SEC (7/6/2017 Approved)
Texas
Registered Investment Advisory firm - SEC (4/28/2020 Approved)
Wisconsin
Registered Investment Advisory firm - SEC (3/26/2002 Approved)
Wyoming
Registered Investment Advisory firm - SEC (7/25/2017 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
900 North Shore Drive Suite 279, Lake Bluff, IL 60044
Mailing Address
900 North Shore Drive Suite 279, Lake Bluff, IL 60044
Phone number
(847) 838-5151
Established
Wisconsin since 11/09/1989
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
11

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
MCKIERNAN, DONALD TRENDLEYCEO, CO-CCO, & FINOP1305965
MCKIERNAN, MATTHEWCHIEF FINANCIAL OFFICER7006128
REINHARD, TYLER JOHNCOO / CO-CCO6366204

Regulatory assets under management


Total Number of Accounts279
AUM (Assets Under Management)$ 105,626,273

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LANDOLT SECURITIES, INC.

CRD#: 28352Oshkosh, WI 54902

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