John J. Mcglothlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Mcglothlin JR was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1994. John had worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2005 - February 14, 2023
SOUTHWEST RETIREMENT ADVISORS, LLC
January 14, 2002 - July 2, 2004
INVESMART SECURITIES, LLC
July 13, 2000 - July 2, 2004
INVESMART ADVISORS INC
January 1, 1994 - December 31, 2001
SIGNAL SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SOUTHWEST RETIREMENT ADVISORS, LLC
CRD#: 134189 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 159 |
| AUM (Assets Under Management) | $ 86,939,612 |
Red Flags
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