Gerard A. Plauche

DELTA FINANCIAL ADVISORS, L.L.C.

METAIRIE, LA 70005

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CRD#: 2423209

Professional summary

Gerard Anthony Plauche is a registered financial advisor currently at DELTA FINANCIAL ADVISORS, L.L.C. located in Metairie, Louisiana.

Gerard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Gerard has worked at 3 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerard Anthony Plauche's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2011 - Present

DELTA FINANCIAL ADVISORS, L.L.C.

Office #1: 111 Veterans Memorial Blvd. Suite 1555, Metairie, LA 70005

RIA

CRD#: 122092

METAIRIE, LA

Past

September 2, 1997 - July 16, 1998

DEPOSIT GUARANTY INVESTMENTS, INC.

CRD#: 27560

Past

November 17, 1993 - March 26, 1996

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DELTA FINANCIAL ADVISORS, L.L.C.

DELTA FINANCIAL ADVISORS | DELTA FINANCIAL ADVISORS, L.L.C.

CRD#: 122092 / SEC#: 801-61891

RIA

Registered Investment Advisory firm - (2/3/2003 Approved)

Louisiana

Registered Investment Advisory firm - (3/20/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(3/10/2023)

IAR

Texas
(1/21/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 11/16/1993

General Securities Representative Examination

Current Firm

DELTA FINANCIAL ADVISORS, L.L.C.

DELTA FINANCIAL ADVISORS | DELTA FINANCIAL ADVISORS, L.L.C.

CRD#: 122092 / SEC#: 801-61891

RIA

Registered Investment Advisory firm - (2/3/2003 Approved)

Louisiana

Registered Investment Advisory firm - (3/20/2003 Terminated)

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Contact information

Main Address

111 Veterans Memorial Blvd. Suite 1555, Metairie, LA 70005

Mailing Address

Phone number

(504) 522-9019

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DELTA FINANCIAL ADVISORS ADV BROCHURE (5/14/2025)

Regulatory assets under management

Total Number of Accounts	451
AUM (Assets Under Management)	$ 429,701,881

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gerard A. Plauche

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerard Anthony Plauche's CRS (Customer Relationship Summary).

Certified licenses

Experience

DELTA FINANCIAL ADVISORS, L.L.C.

DEPOSIT GUARANTY INVESTMENTS, INC.

LASALLE ST SECURITIES, L.L.C.

Primary Firm SEC Registration

DELTA FINANCIAL ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 7

Date: 11/16/1993

Current Firm

DELTA FINANCIAL ADVISORS, L.L.C.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DELTA FINANCIAL ADVISORS, L.L.C.

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