Robert J. Humak
Professional summary
Robert Joseph Humak was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Robert had worked at 5 firms, which includes R.M. STARK & CO. INC., MILESTONE FINANCIAL SERVICES INC., E-INVEST INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, CITIGROUP GLOBAL MARKETS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2000 - April 30, 2003
R.M. STARK & CO., INC.
May 18, 1999 - May 19, 2000
MILESTONE FINANCIAL SERVICES, INC.
February 4, 1997 - April 28, 1999
E-INVEST, INC.
January 4, 1996 - February 25, 1997
R.M. STARK & CO., INC.
November 15, 1994 - September 19, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 8, 1993 - November 30, 1994
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
R.M. STARK & CO., INC.
CRD#: 7612 / SEC#: , 8-22543
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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