Robert Grgas
Professional summary
Robert Grgas is a registered financial professional currently at EMPIRE ASSET MANAGEMENT COMPANY located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Grgas's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2021 - Present
EMPIRE ASSET MANAGEMENT COMPANY
Office #1: 29 Broadway 12 Floor, New York, NY 10006June 28, 2016 - December 31, 2020
EMPIRE ASSET MANAGEMENT COMPANY
October 19, 2015 - June 28, 2016
BISHOP, ROSEN & CO., INC.
January 3, 2006 - December 31, 2014
BISHOP, ROSEN & CO., INC.
April 6, 2005 - August 30, 2005
SETON SECURITIES GROUP, INC.
September 30, 2003 - April 1, 2005
WILSON-DAVIS & CO., INC.
April 11, 1995 - September 11, 2003
PARAGON CAPITAL MARKETS, INC.
February 1, 1994 - February 15, 1995
BISHOP, ROSEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2021)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/30/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
EMPIRE ASSET MANAGEMENT COMPANY
CRD#: 143007 / SEC#: , 8-67520
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Arbitration | 1 |
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