MH
Matthew T. Hart
PARK AVENUE SECURITIES LLC
COLUMBUS, OH
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CRD#: 2423128
MH
Professional summary
Matthew T Hart, who also goes by Matthew Thomas Hart, Matthew Hart, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Columbus, Ohio.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Matthew has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew Thomas Hart | Matthew Hart
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/05/2018 - RETIREMENT GUY LLC. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 10/13/2017 - 0 Hours Per Month/0 During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew T Hart's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew T Hart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 14, 2024 - Present
PARK AVENUE SECURITIES LLC
Office #2: 8425 Pulsar Place Suite 450, Columbus, OH 43240RIA
BD
CRD#: 46173
COLUMBUS, OH
Current
July 25, 2024 - Present
PARK AVENUE SECURITIES LLC
Office #1: 8425 Pulsar Place Suite 450, Columbus, OH 43240RIA
BD
CRD#: 46173
Columbus, OH
Past
March 20, 2023 - March 27, 2024
RETIREMENT PLANS, INC.
RIA
CRD#: 286214
WESTERVILLE, OH
Past
October 16, 2017 - March 21, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
COLUMBUS, OH
Past
October 13, 2017 - March 21, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
COLUMBUS, OH
Past
March 25, 2017 - October 18, 2017
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
DUBLIN, OH
Past
March 25, 2017 - October 18, 2017
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
DUBLIN, OH
Past
December 5, 2005 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
DUBLIN, OH
Past
December 2, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
AKRON, OH
Past
December 2, 2005 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
DUBLIN, OH
Past
January 1, 2000 - January 10, 2006
CITISTREET FINANCIAL SERVICES LLC
RIA
CRD#: 107311
ALPHARETTA, GA
Past
June 6, 1994 - December 31, 2005
CITISTREET EQUITIES LLC
BD
CRD#: 7447
SOMERSET, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/31/2025)
RR
Ohio(7/26/2024)
IAR
Ohio(8/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
