John P. Davis

NRG WEALTH MANAGEMENT

Oro Valley, AZ 85737

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CRD#: 2423123

Professional summary

John Paul Davis, CFP®, who also goes by Jack Davis, John Davis, is a registered financial advisor currently at NRG WEALTH MANAGEMENT located in Oro Valley, Arizona.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. John has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack Davis | John Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) J.P. DAVIS INC., DBA FOR NRG WEALTH MANAGEMENT - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) (2) AUTHOR FOR BOOK IN WHICH CLASSES AND A BLOG IS MAINTAINED. NON-INVESTMENT RELATED; 5 HOURS PER MONTH OUTSIDE OF MARKET HOURS. STARTED AUG 2016 AND LOCATED IN ORO VALLEY, AZ 85704

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Paul Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

September 13, 2017 - Present

NRG WEALTH MANAGEMENT

Office #1: 12115 North Oracle Road Suite 151, Oro Valley, AZ 85737

RIA

CRD#: 289548

Oro Valley, AZ

Past

January 4, 2017 - January 2, 2018

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

ORO VALLEY, AZ

Past

September 26, 2003 - January 27, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

ORO VALLEY, AZ

Past

August 29, 2003 - January 27, 2017

LPL FINANCIAL LLC

CRD#: 6413

ORO VALLEY, AZ

Past

August 19, 2002 - November 18, 2003

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

ORO VALLEY, AZ

Past

July 12, 1999 - November 18, 2003

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

February 6, 1996 - July 12, 1999

BA INVESTMENT SERVICES, INC.

CRD#: 12965

OAKLAND, CA

Past

December 6, 1994 - October 17, 1995

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

December 6, 1994 - October 17, 1995

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NRG WEALTH MANAGEMENT

J. P. DAVIS, INC. | NRG WEALTH MANAGEMENT | NAVIGATION RETIREMENT GROUP

CRD#: 289548 / SEC#: 801-116690

RIA

Registered Investment Advisory firm - (5/28/2019 Approved)

Arizona

Registered Investment Advisory firm - (6/24/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(9/13/2017)

IAR

California
(9/2/2020)

IAR

Colorado
(4/17/2024)

IAR

Nebraska
(4/18/2024)

IAR

Texas
(7/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/11/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/14/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/27/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/5/1994

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 11/1/1993

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 10/23/2003

General Securities Principal Examination

Current Firm

NRG WEALTH MANAGEMENT

J. P. DAVIS, INC. | NRG WEALTH MANAGEMENT | NAVIGATION RETIREMENT GROUP

CRD#: 289548 / SEC#: 801-116690

RIA

Registered Investment Advisory firm - (5/28/2019 Approved)

Arizona

Registered Investment Advisory firm - (6/24/2019 Terminated)

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Contact information

Main Address

12115 North Oracle Road Suite 151, Oro Valley, AZ 85737

Mailing Address

Phone number

(520) 818-7822

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-NAVIGATION RETIREMENT GROUP (2/4/2025)

Regulatory assets under management

Total Number of Accounts	384
AUM (Assets Under Management)	$ 193,315,678

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John P. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Paul Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED CAPITAL FINANCIAL ADVISORS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BA INVESTMENT SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

NRG WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 8/11/1997

Series 63

Date: 11/14/1994

SIE

Date: 1/27/2017

Series 7

Date: 12/5/1994

Series 3

Date: 11/1/1993

Series 24

Date: 10/23/2003

Current Firm

NRG WEALTH MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NRG WEALTH MANAGEMENT

TRUST BUT VERIFY

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