Joseph D. Garcia
Professional summary
Joseph Decastro Garcia, CFP®, who also goes by Joseph D Garcia, is a registered financial advisor currently at MIRADOR CAPITAL PARTNERS located in Pleasanton, California.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Joseph has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Decastro Garcia's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2004
Experience
April 12, 2019 - Present
MIRADOR CAPITAL PARTNERS
Office #1: 6700 Koll Center Pkwy Suite 160-p, Pleasanton, CA 94566July 8, 1997 - April 15, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 5, 1994 - April 15, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
MIRADOR CAPITAL PARTNERS
CRD#: 173764 / SEC#: 801-80585
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/12/2019)
Exams
Current Firm
MIRADOR CAPITAL PARTNERS
CRD#: 173764 / SEC#: 801-80585
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,572 |
| AUM (Assets Under Management) | $ 901,733,303 |
Red Flags
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