SD
Sandra H. Dalton
ATLAS PRIVATE WEALTH ADVISORS
Delray Beach, FL 33445
Some features on this profile are disabled
CRD#: 2423088
SD
Professional summary
Sandra Heide Dalton, ChFC®, who also goes by Sandra Johanna Heide, is a registered financial advisor currently at ATLAS PRIVATE WEALTH ADVISORS located in Delray Beach, Florida and LPL FINANCIAL LLC located in Fort Lauderdale, Florida.
Sandra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Sandra has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sandra Johanna Heide
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 04/13/2017 - OCD PROPERTIES, LLC - PARTNER - ACCOUNTING FOR EXPENSES AND PROFITS ON PROPERTIES - Business Entity For Tax/Investment Purposes Only - inv rel - Long Branch, NJ - start: 8/1/2016 - 9 Hrs/Mth - 0 Hrs During Trading. 2. 04/13/2017- ATLAS PRIVATE WEALTH ADVISORS - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 4/13/2017 - 160 Hrs/Mth - 8 Hrs During Trading. 3. 4/27/2017 - ATLAS PRIVATE WEALTH ADVISORS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 4/13/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Atlas Private Wealth Advisors, an independent investment advisor firm. I started this business activity on 4/27/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 8/21/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:08/10/2018 - 10 Hours Per Month/5 Hours During Trading. 5. 8/2/2019 - Champion Financial TEAM - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/05/2019 - 200 Hours Per Month/8 Hours During Securities Trading. 6. 12/4/2019 - Long Term Care Solutions Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Started 11/18/2019 - 3 Hours Per Month/3 Hours During Securities Trading. 7. 11/22/2022 - Legal Shield - Not Investment Related - At Reported Business Location(s) - Other - Legal - Legal Shield Associate - Start Date - 11/01/2022 - 6 Hours Per Month/1 Hours During Securities Trading 8. 03/15/2024 - SUN FUN SAND LLC - Investment Related - Fort Lauderdale, FL - Real Estate Rental - Started 06/30/2020 - 10 Hours Per Month/0 Hours During Securities Trading 9. 03/04/2025- UNIVERSAL FINANCIAL CONSULTANTS (UFC)- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 02/25/2025- 10 Hours Per Month- 10 Hours During Trading 10. 08/14/2025 - Other - Real Estate License - Fort Lauderdale, FL - Inv Rel - Start date: 07/31/2025 - 3hrs/mnth during trading
CRS (Client Relationship Summary) - RIA
Click below to view Sandra Heide Dalton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 19, 2017 - Present
ATLAS PRIVATE WEALTH ADVISORS
Office #1: 1615 South Congress Avenue Suite 103, Delray Beach, FL 33445RIA
CRD#: 283744
Delray Beach, FL
Current
April 13, 2017 - Present
LPL FINANCIAL LLC
Office #1: 2598 E Sunrise Blvd Ste 2104, Fort Lauderdale, FL 33304RIA
BD
CRD#: 6413
FORT LAUDERDALE, FL
Past
July 5, 2018 - October 11, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT LAUDERDALE, FL
Past
July 30, 2002 - April 17, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
MATAWAN, NJ
Past
June 21, 1999 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 21, 1999 - April 17, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MATAWAN, NJ
Past
April 14, 1998 - October 14, 1998
FAMILY MANAGEMENT SECURITIES, LLC
BD
CRD#: 44319
NEW YORK, NY
Past
June 12, 1997 - June 4, 1998
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
November 26, 1993 - March 24, 1994
CHATFIELD DEAN & CO., INC.
BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
ATLAS PRIVATE WEALTH ADVISORS
ATLAS PRIVATE WEALTH ADVISORS | THE CAPITAL LEGACY, LLC | SHAH WEALTH MANAGEMENT | PAUL CARPENTER CAPITAL ADVISORS | CHAMPION FINANCIAL TEAM | CAPLAN CAPITAL MANAGEMENT | CAPITAL LEGACY | ATLAS PRIVATE WEALTH ALLIANCE | ATLAS PRIVATE WEALTH ADVISORS, LLC
CRD#: 283744 / SEC#: 801-107919
RIA
Registered Investment Advisory firm - (6/13/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/9/2022)
RR
Colorado(5/10/2024)
RR
Connecticut(4/13/2017)
RR
Delaware(4/13/2017)
RR
Florida(4/13/2017)
IAR
Florida(11/7/2018)
RR
Idaho(5/10/2024)
RR
Illinois(4/13/2017)
RR
Maine(4/13/2017)
RR
Massachusetts(4/13/2017)
RR
Nevada(5/23/2025)
RR
New Jersey(4/13/2017)
RR
New York(4/13/2017)
RR
North Carolina(4/13/2017)
RR
Ohio(2/28/2020)
RR
Oregon(5/10/2024)
RR
Pennsylvania(4/13/2017)
RR
South Carolina(4/13/2017)
RR
Texas(4/13/2017)
RR
Virginia(4/13/2017)
RR
Washington(5/10/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AP
ATLAS PRIVATE WEALTH ADVISORS
ATLAS PRIVATE WEALTH ADVISORS | THE CAPITAL LEGACY, LLC | SHAH WEALTH MANAGEMENT | PAUL CARPENTER CAPITAL ADVISORS | CHAMPION FINANCIAL TEAM | CAPLAN CAPITAL MANAGEMENT | CAPITAL LEGACY | ATLAS PRIVATE WEALTH ALLIANCE | ATLAS PRIVATE WEALTH ADVISORS, LLC
CRD#: 283744 / SEC#: 801-107919
RIA
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Contact information
Main Address
331 Newman Springs Rd. Suite 320, Building 3 2nd Floor, Red Bank, NJ, 07701
Mailing Address
Phone number
(888) 996-2666
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,524 |
| AUM (Assets Under Management) | $ 688,121,996 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ATLAS PRIVATE WEALTH ADVISORS
CRD#: 283744Delray Beach, FL 33445TRUST BUT VERIFY
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