Dennis R. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Rhys Williams JR, who also goes by Dennis Alvarez, Dennis R. Williams, Dennis Rhys Williams, Dennis Rhys Williams Colon Jr, Dennis Williams Colon, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1999. Dennis had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2012 - January 31, 2019
SANTANDER ASSET MANAGEMENT
March 23, 2010 - January 8, 2015
SANTANDER SECURITIES LLC
October 14, 2003 - October 14, 2003
SANTANDER SECURITIES LLC
May 9, 2000 - January 8, 2015
SANTANDER SECURITIES LLC
January 11, 1999 - April 5, 2000
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
January 11, 1999 - April 5, 2000
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
SANTANDER ASSET MANAGEMENT
CRD#: 109399 / SEC#: 801-56797
Contact information
Red Flags
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