Kimberly M. Swift
Professional summary
Kimberly Marie Swift, who also goes by Kim Harrington, Kimberly Marie Harrington, is a registered financial advisor currently at BALDWIN WEALTH PARTNERS, LLC located in Marion, Massachusetts.
Kimberly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Kimberly has worked at 3 firms and has passed the Series 65, Series 63, Series 55, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly Marie Swift's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2026 - Present
BALDWIN WEALTH PARTNERS, LLC
Office #1: 204 Spring Street, Marion, MA 02738September 10, 1999 - December 31, 2012
VIRTU ITG LLC
September 5, 1995 - September 8, 1999
JEFFERIES LLC
Primary Firm SEC Registration
BALDWIN WEALTH PARTNERS, LLC
CRD#: 105343 / SEC#: 801-15418
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/10/2026)
Exams
Series 55
Date: 9/18/2001
Limited Representative-Equity Trader ExamCurrent Firm
BALDWIN WEALTH PARTNERS, LLC
CRD#: 105343 / SEC#: 801-15418
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,252 |
| AUM (Assets Under Management) | $ 2,411,954,815 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/14/2025 | ||
| 09/18/2024 | ||
| 12/07/2023 |
Red Flags
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