Matthew B. Milner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Blaine Milner, who also goes by Matt Milner, Matthew Milner, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2000. Matthew had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2022 - April 17, 2024
FROST INVESTMENT SERVICES
May 5, 2022 - April 17, 2024
FROST BROKERAGE SERVICES, INC.
December 3, 2018 - May 4, 2022
BOK FINANCIAL SECURITIES, INC.
December 3, 2018 - May 4, 2022
BOK FINANCIAL SECURITIES, INC.
January 3, 2011 - December 4, 2018
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - December 4, 2018
WELLS FARGO CLEARING SERVICES, LLC
August 14, 2002 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
May 2, 2001 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
October 31, 2000 - May 2, 2001
WELLS FARGO SECURITIES INC.
Primary Firm SEC Registration
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 2,976,654,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/12/2025 | ||
| 10/10/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
